EC

Elequin Capital Portfolio holdings

AUM $724M
1-Year Return 15.4%
This Quarter Return
+1.37%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$196M
AUM Growth
+$53.4M
Cap. Flow
-$45.6M
Cap. Flow %
-23.28%
Top 10 Hldgs %
68.42%
Holding
691
New
377
Increased
38
Reduced
38
Closed
155

Top Buys

1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$14.5M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$8.21M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.94M
4
REXR icon
Rexford Industrial Realty
REXR
$3.68M
5
BNL icon
Broadstone Net Lease
BNL
$3.26M

Top Sells

1
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$6.37M
2
PGX icon
Invesco Preferred ETF
PGX
$2.54M
3
CIIG
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$1.74M
4
ICVT icon
iShares Convertible Bond ETF
ICVT
$1.35M
5
FLR icon
Fluor
FLR
$1.33M

Sector Composition

1 Real Estate 17.39%
2 Financials 6.99%
3 Healthcare 1.13%
4 Technology 0.66%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JBGS
76
JBG SMITH
JBGS
$1.36B
$182K 0.09%
+12,090
New +$182K
UVSP icon
77
Univest Financial
UVSP
$919M
$182K 0.09%
+10,045
New +$182K
BUI icon
78
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$614M
$180K 0.09%
+8,153
New +$180K
KCGI
79
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$177K 0.09%
16,738
– –
THQ
80
abrdn Healthcare Opportunities Fund
THQ
$707M
$166K 0.08%
8,717
-8,482
-49% -$162K
BBT
81
Beacon Financial Corporation
BBT
$2.23B
$166K 0.08%
+8,016
New +$166K
VBTX icon
82
Veritex Holdings
VBTX
$1.9B
$163K 0.08%
+9,071
New +$163K
CSQ icon
83
Calamos Strategic Total Return Fund
CSQ
$3B
$163K 0.08%
11,023
+9,455
+603% +$139K
NCV
84
Virtus Convertible & Income Fund
NCV
$335M
$161K 0.08%
+11,547
New +$161K
PDM
85
Piedmont Realty Trust, Inc.
PDM
$1.07B
$158K 0.08%
+21,756
New +$158K
ETW
86
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$977M
$155K 0.08%
18,884
-11,519
-38% -$94.7K
TWLV
87
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$154K 0.08%
14,962
– –
CAF
88
Morgan Stanley China A Share Fund
CAF
$260M
$153K 0.08%
12,040
+7,516
+166% +$95.5K
HTLF
89
DELISTED
Heartland Financial USA, Inc.
HTLF
$151K 0.08%
+5,403
New +$151K
BOE icon
90
BlackRock Enhanced Global Dividend Trust
BOE
$657M
$147K 0.08%
14,615
+3,920
+37% +$39.5K
BXMX icon
91
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$147K 0.08%
10,980
+1,762
+19% +$23.6K
CHW
92
Calamos Global Dynamic Income Fund
CHW
$465M
$146K 0.07%
24,260
-5,832
-19% -$35.1K
HOPE icon
93
Hope Bancorp
HOPE
$1.44B
$145K 0.07%
+17,190
New +$145K
TBLD
94
Thornburg Income Builder Opportunities Trust
TBLD
$639M
$144K 0.07%
9,454
+8,064
+580% +$123K
CEF icon
95
Sprott Physical Gold and Silver Trust
CEF
$6.44B
$143K 0.07%
7,929
+6,446
+435% +$116K
NFJ
96
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$135K 0.07%
11,043
-21,222
-66% -$259K
CATY icon
97
Cathay General Bancorp
CATY
$3.48B
$134K 0.07%
+4,158
New +$134K
BRKL
98
DELISTED
Brookline Bancorp
BRKL
$129K 0.07%
+14,785
New +$129K
RNST icon
99
Renasant Corp
RNST
$3.78B
$128K 0.07%
+4,914
New +$128K
CPZ
100
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$327M
$127K 0.06%
8,183
+5,005
+157% +$77.4K
2 3
4
5 6