EFG Asset Management (Americas)’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

EFG Asset Management (Americas)’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-1,530	Closed	-$39K	–	155
2015 Q1	$39K	Hold	1,530	–	–	0.03%	111
2014 Q4	$39K	Hold	1,530	–	–	0.02%	152
2014 Q3	$38K	Hold	1,530	–	–	0.04%	80
2014 Q2	$39K	Hold	1,530	–	–	0.03%	80
2014 Q1	$39K	Hold	1,530	–	–	0.03%	96
2013 Q4	$37.8K	Buy	+1,530	New	+$37.8K	0.03%	88

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EFG Asset Management (Americas)'s HSBC.PRA Position: Q2 2015 in Review

EFG Asset Management (Americas) sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q2 2015, closing a stake of 1,530 shares — an estimated $39K sold.

EFG Asset Management (Americas) first reported a position in HSBC.PRA in Q4 2013 and held it in 6 quarters. The position peaked at $39K in Q1 2015. 93 funds tracked by Wall St. Rank hold HSBC.PRA as of Q2 2015.

EFG Asset Management (Americas) reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q2 2015 after selling out during the quarter.
EFG Asset Management (Americas) sold 1,530 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q2 2015, an estimated $39K.
EFG Asset Management (Americas) first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q4 2013 and held it in 6 quarters.
EFG Asset Management (Americas)'s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $39K in Q1 2015.
93 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q2 2015.

Based on EFG Asset Management (Americas)'s 13F filing for Q2 2015, filed 13 Aug 2015.