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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
+10.94%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$489M
AUM Growth
+$46.6M
Cap. Flow
+$2.6M
Cap. Flow %
0.53%
Top 10 Hldgs %
38.23%
Holding
136
New
8
Increased
38
Reduced
55
Closed
5

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$3.45M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.07M
3
CLX icon
Clorox
CLX
+$2.75M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.67M
5
BND icon
Vanguard Total Bond Market
BND
+$2.45M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.21M
3
PGR icon
Progressive
PGR
+$2.15M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.1M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 22.69%
2 Financials 14.78%
3 Healthcare 12.12%
4 Communication Services 9.61%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
1
Vanguard Total Bond Market
BND
$157B
$28.7M 5.86%
389,786
+34,713
+10% +$2.45M
BIL icon
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$27.2M 5.57%
297,874
+29,142
+11% +$2.67M
AVGO icon
3
Broadcom
AVGO
$2T
$24.4M 4.99%
218,650
-13,070
-6% -$1.24M
BSV icon
4
Vanguard Short-Term Bond ETF
BSV
$44.6B
$22.7M 4.65%
295,148
+40,500
+16% +$3.07M
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$4.38T
$17.9M 3.66%
127,964
-4,652
-4% -$625K
AAPL icon
6
Apple
AAPL
$4.56T
$14.6M 2.99%
76,037
-1,486
-2% -$274K
CB icon
7
Chubb
CB
$137B
$13.2M 2.7%
58,435
-3,686
-6% -$806K
JPM icon
8
JPMorgan Chase
JPM
$947B
$13.1M 2.68%
77,019
-6,044
-7% -$916K
MSFT icon
9
Microsoft
MSFT
$3.71T
$13.1M 2.67%
34,758
-726
-2% -$258K
META icon
10
Meta Platforms (Facebook)
META
$1.5T
$12M 2.46%
33,974
+2,188
+7% +$713K
AZO icon
11
AutoZone
AZO
$50.1B
$10.7M 2.19%
4,146
-7
-0.2% -$18.2K
AXP icon
12
American Express
AXP
$231B
$10.2M 2.08%
54,409
+208
+0.4% +$33.5K
JNJ icon
13
Johnson & Johnson
JNJ
$619B
$8.77M 1.79%
55,970
-4,857
-8% -$745K
CVX icon
14
Chevron
CVX
$371B
$8.73M 1.79%
58,536
-18,103
-24% -$2.74M
HCA icon
15
HCA Healthcare
HCA
$88.5B
$8.69M 1.78%
32,107
+2,102
+7% +$520K
V icon
16
Visa
V
$692B
$8.31M 1.7%
31,931
+5,579
+21% +$1.38M
COR icon
17
Cencora
COR
$62B
$8.13M 1.66%
39,572
-3,298
-8% -$644K
KLAC icon
18
KLA
KLAC
$252B
$7.56M 1.55%
130,000
-6,730
-5% -$350K
CSCO icon
19
Cisco
CSCO
$476B
$7.4M 1.51%
146,381
-2,394
-2% -$122K
ADBE icon
20
Adobe
ADBE
$103B
$6.97M 1.43%
11,681
-529
-4% -$305K
MU icon
21
Micron Technology
MU
$996B
$6.49M 1.33%
76,041
-22
-0% -$1.63K
MRK icon
22
Merck
MRK
$317B
$5.96M 1.22%
54,672
-1,984
-4% -$206K
SUB icon
23
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$5.5M 1.13%
52,197
+3,334
+7% +$347K
ELV icon
24
Elevance Health
ELV
$84.9B
$5.27M 1.08%
11,172
+7
+0.1% +$3.24K
VTEB icon
25
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$5.16M 1.06%
101,058
-29,215
-22% -$1.43M
1
2 3 4 5

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Eagle Rock Investment Company's Q4 2023 Portfolio in Review

As of Q4 2023, Eagle Rock Investment Company held 136 positions worth $489M, up 11% from $442M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q4 2023 filing shows 8 new, 38 increased, 55 reduced and 5 closed positions. Its largest new stake was Pfizer: 114,083 shares worth $3.28M. The largest sale was Chevron, an estimated $2.74M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q4 2023 buy was Pfizer: 114,083 shares worth $3.28M.
  • Eagle Rock Investment Company added most to Vanguard Short-Term Bond ETF in Q4 2023, an estimated $3.07M increase.
  • Eagle Rock Investment Company's biggest Q4 2023 reduction was Chevron, cutting an estimated $2.74M.
  • Eagle Rock Investment Company fully exited Omega Healthcare in Q4 2023, selling an estimated $1.26M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $489M portfolio in Q4 2023.
  • Eagle Rock Investment Company opened 8 new positions and closed 5 in Q4 2023.
  • Eagle Rock Investment Company's portfolio value rose 11% quarter-over-quarter to $489M.

Based on Eagle Rock Investment Company's 13F filing for Q4 2023, filed 12 Jan 2024.