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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$442M
AUM Growth
-$22.4M
Cap. Flow
-$6.42M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.88%
Holding
132
New
4
Increased
26
Reduced
61
Closed
4

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.66M
3
CPAY icon
Corpay
CPAY
+$1.78M
4
NSC icon
Norfolk Southern
NSC
+$1.75M
5
DG icon
Dollar General
DG
+$1.68M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$2.5M
2
LPLA icon
LPL Financial
LPLA
+$2.48M
3
USB icon
US Bancorp
USB
+$2.34M
4
WFC icon
Wells Fargo
WFC
+$1.77M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$813K

Sector Composition

Rank Sector Weight
1 Technology 21.8%
2 Financials 14.75%
3 Healthcare 12.89%
4 Communication Services 9.41%
5 Industrials 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
1
Vanguard Total Bond Market
BND
$157B
$24.8M 5.6%
355,073
-8,543
-2% -$610K
BIL icon
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$24.7M 5.58%
268,732
+29,934
+13% +$2.74M
AVGO icon
3
Broadcom
AVGO
$2.02T
$19.2M 4.35%
231,720
-7,600
-3% -$659K
BSV icon
4
Vanguard Short-Term Bond ETF
BSV
$44.6B
$19.1M 4.33%
254,648
-5,384
-2% -$406K
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$4.33T
$17.4M 3.92%
132,616
-5,685
-4% -$735K
AAPL icon
6
Apple
AAPL
$4.55T
$13.3M 3%
77,523
-3,711
-5% -$681K
CB icon
7
Chubb
CB
$135B
$12.9M 2.92%
62,121
-190
-0.3% -$38.4K
CVX icon
8
Chevron
CVX
$367B
$12.9M 2.92%
76,639
-1,011
-1% -$163K
JPM icon
9
JPMorgan Chase
JPM
$951B
$12M 2.72%
83,063
-2,993
-3% -$449K
MSFT icon
10
Microsoft
MSFT
$3.71T
$11.2M 2.53%
35,484
-1,338
-4% -$442K
AZO icon
11
AutoZone
AZO
$50.3B
$10.5M 2.38%
4,153
-62
-1% -$156K
META icon
12
Meta Platforms (Facebook)
META
$1.5T
$9.54M 2.16%
31,786
-550
-2% -$166K
JNJ icon
13
Johnson & Johnson
JNJ
$620B
$9.47M 2.14%
60,827
-1,306
-2% -$216K
AXP icon
14
American Express
AXP
$230B
$8.09M 1.83%
54,201
-1,081
-2% -$177K
CSCO icon
15
Cisco
CSCO
$477B
$8M 1.81%
148,775
-46,299
-24% -$2.5M
COR icon
16
Cencora
COR
$61.7B
$7.72M 1.74%
42,870
-615
-1% -$114K
HCA icon
17
HCA Healthcare
HCA
$89.4B
$7.38M 1.67%
30,005
-155
-0.5% -$42.4K
DIS icon
18
Walt Disney
DIS
$181B
$6.47M 1.46%
79,838
+31,193
+64% +$2.66M
KLAC icon
19
KLA
KLAC
$258B
$6.27M 1.42%
136,730
-1,710
-1% -$82K
VTEB icon
20
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$6.27M 1.42%
130,273
-16,413
-11% -$813K
ADBE icon
21
Adobe
ADBE
$105B
$6.23M 1.41%
12,210
-49
-0.4% -$25.7K
V icon
22
Visa
V
$676B
$6.06M 1.37%
26,352
+529
+2% +$127K
MRK icon
23
Merck
MRK
$318B
$5.83M 1.32%
56,656
-2,245
-4% -$242K
PGR icon
24
Progressive
PGR
$125B
$5.23M 1.18%
37,576
-4,583
-11% -$603K
MU icon
25
Micron Technology
MU
$981B
$5.17M 1.17%
76,063
+5,163
+7% +$346K
1
2 3 4 5

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Eagle Rock Investment Company's Q3 2023 Portfolio in Review

As of Q3 2023, Eagle Rock Investment Company held 132 positions worth $442M, down 4.8% from $465M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q3 2023 filing shows 4 new, 26 increased, 61 reduced and 4 closed positions. Its largest new stake was Corpay: 6,811 shares worth $1.74M. The largest sale was Cisco, an estimated $2.5M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2023 buy was Corpay: 6,811 shares worth $1.74M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $2.74M increase.
  • Eagle Rock Investment Company's biggest Q3 2023 reduction was Cisco, cutting an estimated $2.5M.
  • Eagle Rock Investment Company fully exited Wells Fargo in Q3 2023, selling an estimated $1.77M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $442M portfolio in Q3 2023.
  • Eagle Rock Investment Company opened 4 new positions and closed 4 in Q3 2023.
  • Eagle Rock Investment Company's portfolio value fell 4.8% quarter-over-quarter to $442M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2023, filed 10 Oct 2023.