ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $632M
1-Year Est. Return 21.13%
This Quarter Est. Return
1 Year Est. Return
+21.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$632M
AUM Growth
+$49.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
170
New
Increased
Reduced
Closed

Top Buys

1
+$5.46M
2
+$3.49M
3
+$3.1M
4
ETN icon
Eaton
ETN
+$2.49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.46M

Top Sells

1
+$3.84M
2
+$3.21M
3
+$2.89M
4
TGT icon
Target
TGT
+$2.72M
5
PGR icon
Progressive
PGR
+$1.77M

Sector Composition

1 Technology 25.74%
2 Financials 17.15%
3 Communication Services 12.42%
4 Healthcare 11.31%
5 Consumer Discretionary 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
151
Palo Alto Networks
PANW
$141B
$206K 0.03%
+1,008
PPA icon
152
Invesco Aerospace & Defense ETF
PPA
$6.49B
$204K 0.03%
+1,441
BWA icon
153
BorgWarner
BWA
$9.22B
$201K 0.03%
+6,000
NU icon
154
Nu Holdings
NU
$72.5B
$186K 0.03%
13,540
+3,396
NWG icon
155
NatWest
NWG
$57.8B
$158K 0.02%
+11,132
KYN icon
156
Kayne Anderson Energy Infrastructure Fund
KYN
$1.95B
$136K 0.02%
10,721
POET icon
157
POET Technologies
POET
$733M
$135K 0.02%
+25,841
CGEN icon
158
Compugen
CGEN
$176M
$127K 0.02%
71,212
FDX icon
159
FedEx
FDX
$56.1B
– –
-3,373
GLDM icon
160
SPDR Gold MiniShares Trust
GLDM
$23B
– –
-16,604
KHC icon
161
Kraft Heinz
KHC
$30.2B
– –
-11,869
LGI
162
Lazard Global Total Return & Income Fund
LGI
$224M
– –
-10,000
LKQ icon
163
LKQ Corp
LKQ
$7.73B
– –
-21,319
MFG icon
164
Mizuho Financial
MFG
$77.4B
– –
-15,618
SCHW icon
165
Charles Schwab
SCHW
$171B
– –
-20,279
SE icon
166
Sea Limited
SE
$94.8B
– –
-1,638
SKX
167
DELISTED
Skechers
SKX
– –
-17,103
TGT icon
168
Target
TGT
$41.3B
– –
-26,054
VXUS icon
169
Vanguard Total International Stock ETF
VXUS
$107B
– –
-4,172
DUK icon
170
Duke Energy
DUK
$99.9B
– –
-1,685
3 4 5 6
7