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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-6.09%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$26M
Cap. Flow
+$3.81M
Cap. Flow %
0.99%
Top 10 Hldgs %
35.31%
Holding
128
New
6
Increased
37
Reduced
41
Closed
6

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$3.01M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$2.72M
3
AMZN icon
Amazon
AMZN
+$2.69M
4
KLAC icon
KLA
KLAC
+$2.2M
5
CDW icon
CDW
CDW
+$2.08M

Top Sells

Rank Stock Value
1
FDX icon
FedEx
FDX
+$2.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.38M
3
SWK icon
Stanley Black & Decker
SWK
+$2.1M
4
USB icon
US Bancorp
USB
+$2.01M
5
CAH icon
Cardinal Health
CAH
+$1.79M

Sector Composition

Rank Sector Weight
1 Technology 21.61%
2 Financials 16.82%
3 Healthcare 14.8%
4 Communication Services 7.21%
5 Energy 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
126
Entergy
ETR
$50.3B
– –
-3,950
Closed -$222K
MET icon
127
MetLife
MET
$61.4B
– –
-18,970
Closed -$1.19M
UNP icon
128
Union Pacific
UNP
$174B
– –
-954
Closed -$203K
2 3 4 5
6

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Eagle Rock Investment Company's Q3 2022 Portfolio in Review

As of Q3 2022, Eagle Rock Investment Company held 128 positions worth $383M, down 6.4% from $409M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Eagle Rock Investment Company's Q3 2022 filing shows 6 new, 37 increased, 41 reduced and 6 closed positions. Its largest new stake was Amazon: 21,285 shares worth $2.4M. The largest sale was FedEx, an estimated $2.76M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2022 buy was Amazon: 21,285 shares worth $2.4M.
  • Eagle Rock Investment Company added most to iShares Short-Term National Muni Bond ETF in Q3 2022, an estimated $3.01M increase.
  • Eagle Rock Investment Company's biggest Q3 2022 reduction was FedEx, cutting an estimated $2.76M.
  • Eagle Rock Investment Company fully exited Cardinal Health in Q3 2022, selling an estimated $1.79M.
  • Eagle Rock Investment Company's ten largest holdings make up 35% of its $383M portfolio in Q3 2022.
  • Eagle Rock Investment Company opened 6 new positions and closed 6 in Q3 2022.
  • Eagle Rock Investment Company's portfolio value fell 6.4% quarter-over-quarter to $383M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2022, filed 8 Nov 2022.