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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
+10.94%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$489M
AUM Growth
+$46.6M
Cap. Flow
+$2.6M
Cap. Flow %
0.53%
Top 10 Hldgs %
38.23%
Holding
136
New
8
Increased
38
Reduced
55
Closed
5

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$3.45M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.07M
3
CLX icon
Clorox
CLX
+$2.75M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.67M
5
BND icon
Vanguard Total Bond Market
BND
+$2.45M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.21M
3
PGR icon
Progressive
PGR
+$2.15M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.1M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 22.69%
2 Financials 14.78%
3 Healthcare 12.12%
4 Communication Services 9.61%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
101
ExxonMobil
XOM
$655B
$624K 0.13%
6,238
+195
+3% +$20.5K
SHEL icon
102
Shell
SHEL
$249B
$609K 0.12%
9,250
-900
-9% -$59.1K
SGOV icon
103
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$602K 0.12%
+6,000
New +$603K
PH icon
104
Parker-Hannifin
PH
$135B
$576K 0.12%
1,250
– –
DIA icon
105
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$575K 0.12%
1,525
– –
MS icon
106
Morgan Stanley
MS
$343B
$560K 0.11%
6,000
– –
HD icon
107
Home Depot
HD
$345B
$493K 0.1%
1,422
+6
+0.4% +$1.86K
USB icon
108
US Bancorp
USB
$101B
$465K 0.1%
10,750
-10,197
-49% -$373K
EEM icon
109
iShares MSCI Emerging Markets ETF
EEM
$30.3B
$409K 0.08%
10,184
+1,583
+18% +$61.1K
VBR icon
110
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$408K 0.08%
2,267
+37
+2% +$6.04K
CGXU icon
111
Capital Group International Focus Equity ETF
CGXU
$6.62B
$399K 0.08%
16,727
+832
+5% +$18.6K
F icon
112
Ford
F
$55.2B
$366K 0.07%
30,000
– –
VIG icon
113
Vanguard Dividend Appreciation ETF
VIG
$115B
$365K 0.07%
2,140
– –
SNY icon
114
Sanofi
SNY
$104B
$338K 0.07%
6,800
– –
T icon
115
AT&T
T
$165B
$327K 0.07%
19,468
+585
+3% +$9.24K
MGA icon
116
Magna International
MGA
$18.7B
$316K 0.06%
5,341
+30
+0.6% +$1.62K
IVW icon
117
iShares S&P 500 Growth ETF
IVW
$77.4B
$315K 0.06%
4,200
– –
BP icon
118
BP
BP
$111B
$307K 0.06%
8,673
– –
VXUS icon
119
Vanguard Total International Stock ETF
VXUS
$163B
$281K 0.06%
4,856
– –
AFL icon
120
Aflac
AFL
$60.7B
$274K 0.06%
3,321
– –
IVZ icon
121
Invesco
IVZ
$13.9B
$271K 0.06%
15,175
– –
XLK icon
122
State Street Technology Select Sector SPDR ETF
XLK
$124B
$252K 0.05%
2,614
-170
-6% -$15.1K
NXPI icon
123
NXP Semiconductors
NXPI
$59.1B
$238K 0.05%
1,037
– –
MMM icon
124
3M
MMM
$94.6B
$238K 0.05%
2,604
-918
-26% -$73.7K
GOVT icon
125
iShares US Treasury Bond ETF
GOVT
$43.7B
$230K 0.05%
10,000
– –
2 3 4
5
6

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Eagle Rock Investment Company's Q4 2023 Portfolio in Review

As of Q4 2023, Eagle Rock Investment Company held 136 positions worth $489M, up 11% from $442M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q4 2023 filing shows 8 new, 38 increased, 55 reduced and 5 closed positions. Its largest new stake was Pfizer: 114,083 shares worth $3.28M. The largest sale was Chevron, an estimated $2.74M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q4 2023 buy was Pfizer: 114,083 shares worth $3.28M.
  • Eagle Rock Investment Company added most to Vanguard Short-Term Bond ETF in Q4 2023, an estimated $3.07M increase.
  • Eagle Rock Investment Company's biggest Q4 2023 reduction was Chevron, cutting an estimated $2.74M.
  • Eagle Rock Investment Company fully exited Omega Healthcare in Q4 2023, selling an estimated $1.26M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $489M portfolio in Q4 2023.
  • Eagle Rock Investment Company opened 8 new positions and closed 5 in Q4 2023.
  • Eagle Rock Investment Company's portfolio value rose 11% quarter-over-quarter to $489M.

Based on Eagle Rock Investment Company's 13F filing for Q4 2023, filed 12 Jan 2024.