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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$442M
AUM Growth
-$22.4M
Cap. Flow
-$6.42M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.88%
Holding
132
New
4
Increased
26
Reduced
61
Closed
4

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.66M
3
CPAY icon
Corpay
CPAY
+$1.78M
4
NSC icon
Norfolk Southern
NSC
+$1.75M
5
DG icon
Dollar General
DG
+$1.68M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$2.5M
2
LPLA icon
LPL Financial
LPLA
+$2.48M
3
USB icon
US Bancorp
USB
+$2.34M
4
WFC icon
Wells Fargo
WFC
+$1.77M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$813K

Sector Composition

Rank Sector Weight
1 Technology 21.8%
2 Financials 14.75%
3 Healthcare 12.89%
4 Communication Services 9.41%
5 Industrials 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
101
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$511K 0.12%
1,525
– –
MS icon
102
Morgan Stanley
MS
$343B
$490K 0.11%
6,000
-3,000
-33% -$260K
PH icon
103
Parker-Hannifin
PH
$136B
$487K 0.11%
1,250
-950
-43% -$382K
HD icon
104
Home Depot
HD
$346B
$428K 0.1%
1,416
-19
-1% -$6.11K
F icon
105
Ford
F
$55.2B
$373K 0.08%
30,000
– –
SNY icon
106
Sanofi
SNY
$104B
$365K 0.08%
6,800
– –
VBR icon
107
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$356K 0.08%
2,230
-226
-9% -$37.8K
CGXU icon
108
Capital Group International Focus Equity ETF
CGXU
$6.61B
$346K 0.08%
15,895
-601
-4% -$13.8K
BP icon
109
BP
BP
$111B
$336K 0.08%
8,673
– –
VIG icon
110
Vanguard Dividend Appreciation ETF
VIG
$115B
$333K 0.08%
2,140
– –
EEM icon
111
iShares MSCI Emerging Markets ETF
EEM
$30.3B
$326K 0.07%
8,601
+383
+5% +$15.2K
IVW icon
112
iShares S&P 500 Growth ETF
IVW
$77.4B
$287K 0.07%
4,200
– –
MGA icon
113
Magna International
MGA
$18.6B
$285K 0.06%
5,311
– –
T icon
114
AT&T
T
$165B
$284K 0.06%
18,883
+1,200
+7% +$17.6K
MMM icon
115
3M
MMM
$94.8B
$276K 0.06%
3,522
-1,880
-35% -$161K
VXUS icon
116
Vanguard Total International Stock ETF
VXUS
$163B
$260K 0.06%
4,856
– –
AFL icon
117
Aflac
AFL
$60.7B
$255K 0.06%
3,321
– –
MA icon
118
Mastercard
MA
$489B
$244K 0.06%
+618
New +$248K
BWA icon
119
BorgWarner
BWA
$14.1B
$242K 0.05%
6,000
-816
-12% -$34.6K
XLK icon
120
State Street Technology Select Sector SPDR ETF
XLK
$124B
$228K 0.05%
2,784
-278
-9% -$23.8K
KWEB icon
121
KraneShares CSI China Internet ETF
KWEB
$5.44B
$228K 0.05%
8,327
-184
-2% -$5.24K
GOVT icon
122
iShares US Treasury Bond ETF
GOVT
$43.7B
$220K 0.05%
10,000
– –
IVZ icon
123
Invesco
IVZ
$13.9B
$220K 0.05%
15,175
– –
NXPI icon
124
NXP Semiconductors
NXPI
$59.2B
$207K 0.05%
1,037
– –
SPEM icon
125
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$207K 0.05%
6,170
-1,166
-16% -$40.3K
2 3 4
5
6

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Eagle Rock Investment Company's Q3 2023 Portfolio in Review

As of Q3 2023, Eagle Rock Investment Company held 132 positions worth $442M, down 4.8% from $465M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q3 2023 filing shows 4 new, 26 increased, 61 reduced and 4 closed positions. Its largest new stake was Corpay: 6,811 shares worth $1.74M. The largest sale was Cisco, an estimated $2.5M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2023 buy was Corpay: 6,811 shares worth $1.74M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $2.74M increase.
  • Eagle Rock Investment Company's biggest Q3 2023 reduction was Cisco, cutting an estimated $2.5M.
  • Eagle Rock Investment Company fully exited Wells Fargo in Q3 2023, selling an estimated $1.77M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $442M portfolio in Q3 2023.
  • Eagle Rock Investment Company opened 4 new positions and closed 4 in Q3 2023.
  • Eagle Rock Investment Company's portfolio value fell 4.8% quarter-over-quarter to $442M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2023, filed 10 Oct 2023.