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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$436M
AUM Growth
+$1.97M
Cap. Flow
-$1.55M
Cap. Flow %
-0.36%
Top 10 Hldgs %
35.17%
Holding
138
New
3
Increased
40
Reduced
59
Closed
13

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.94M
2
ADBE icon
Adobe
ADBE
+$3.54M
3
LPLA icon
LPL Financial
LPLA
+$2.93M
4
V icon
Visa
V
+$2.32M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.01M

Top Sells

Rank Stock Value
1
ROST icon
Ross Stores
ROST
+$2.53M
2
AVGO icon
Broadcom
AVGO
+$2.27M
3
LNC icon
Lincoln National
LNC
+$1.66M
4
FITB
Fifth Third Bancorp
FITB
+$1.48M
5
AAPL icon
Apple
AAPL
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 22.75%
2 Financials 15.66%
3 Healthcare 13.81%
4 Communication Services 8.19%
5 Energy 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
101
Western Digital
WDC
$159B
$587K 0.13%
20,599
-8,302
-29% -$244K
SHEL icon
102
Shell
SHEL
$249B
$584K 0.13%
10,150
-8,400
-45% -$494K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$507K 0.12%
1,525
– –
VBR icon
104
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$395K 0.09%
2,489
+227
+10% +$37.6K
F icon
105
Ford
F
$55.1B
$378K 0.09%
30,000
-25,000
-45% -$313K
SNY icon
106
Sanofi
SNY
$105B
$370K 0.09%
6,800
-4,000
-37% -$195K
CGXU icon
107
Capital Group International Focus Equity ETF
CGXU
$6.62B
$345K 0.08%
+14,891
New +$333K
VIG icon
108
Vanguard Dividend Appreciation ETF
VIG
$115B
$330K 0.08%
2,140
– –
BP icon
109
BP
BP
$111B
$327K 0.08%
8,623
-4,000
-32% -$149K
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$323K 0.07%
8,198
+1,020
+14% +$40.6K
T icon
111
AT&T
T
$166B
$321K 0.07%
16,683
-10,880
-39% -$208K
BWA icon
112
BorgWarner
BWA
$14.1B
$295K 0.07%
6,816
-3,408
-33% -$141K
IVW icon
113
iShares S&P 500 Growth ETF
IVW
$77.4B
$268K 0.06%
4,200
– –
VXUS icon
114
Vanguard Total International Stock ETF
VXUS
$163B
$268K 0.06%
4,856
– –
LNC icon
115
Lincoln National
LNC
$8.44B
$259K 0.06%
11,526
-55,817
-83% -$1.66M
SPEM icon
116
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$250K 0.06%
7,336
– –
IVZ icon
117
Invesco
IVZ
$13.9B
$249K 0.06%
15,175
-5,000
-25% -$89.2K
NOK icon
118
Nokia
NOK
$57.9B
$245K 0.06%
49,891
-345
-0.7% -$1.63K
XLK icon
119
State Street Technology Select Sector SPDR ETF
XLK
$124B
$234K 0.05%
3,100
-92
-3% -$6.33K
GOVT icon
120
iShares US Treasury Bond ETF
GOVT
$43.7B
$234K 0.05%
10,000
– –
AFL icon
121
Aflac
AFL
$60.6B
$214K 0.05%
3,321
-145
-4% -$9.93K
ETR icon
122
Entergy
ETR
$50.4B
$213K 0.05%
3,950
– –
CAG icon
123
Conagra Brands
CAG
$7.2B
$201K 0.05%
5,352
-36
-0.7% -$1.33K
CGEN icon
124
Compugen
CGEN
$232M
$49.1K 0.01%
70,000
– –
SURF
125
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$29.4K 0.01%
42,000
– –
2 3 4
5
6

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Eagle Rock Investment Company's Q1 2023 Portfolio in Review

As of Q1 2023, Eagle Rock Investment Company held 138 positions worth $436M, up 0.46% from $434M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Eagle Rock Investment Company's Q1 2023 filing shows 3 new, 40 increased, 59 reduced and 13 closed positions. Its largest new stake was Adobe: 9,947 shares worth $3.83M. The largest sale was Ross Stores, an estimated $2.53M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q1 2023 buy was Adobe: 9,947 shares worth $3.83M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, an estimated $5.94M increase.
  • Eagle Rock Investment Company's biggest Q1 2023 reduction was Broadcom, cutting an estimated $2.27M.
  • Eagle Rock Investment Company fully exited Ross Stores in Q1 2023, selling an estimated $2.53M.
  • Eagle Rock Investment Company's ten largest holdings make up 35% of its $436M portfolio in Q1 2023.
  • Eagle Rock Investment Company opened 3 new positions and closed 13 in Q1 2023.
  • Eagle Rock Investment Company's portfolio value rose 0.46% quarter-over-quarter to $436M.

Based on Eagle Rock Investment Company's 13F filing for Q1 2023, filed 10 Apr 2023.