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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-6.09%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$26M
Cap. Flow
+$3.81M
Cap. Flow %
0.99%
Top 10 Hldgs %
35.31%
Holding
128
New
6
Increased
37
Reduced
41
Closed
6

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$3.01M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$2.72M
3
AMZN icon
Amazon
AMZN
+$2.69M
4
KLAC icon
KLA
KLAC
+$2.2M
5
CDW icon
CDW
CDW
+$2.08M

Top Sells

Rank Stock Value
1
FDX icon
FedEx
FDX
+$2.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.38M
3
SWK icon
Stanley Black & Decker
SWK
+$2.1M
4
USB icon
US Bancorp
USB
+$2.01M
5
CAH icon
Cardinal Health
CAH
+$1.79M

Sector Composition

Rank Sector Weight
1 Technology 21.61%
2 Financials 16.82%
3 Healthcare 14.8%
4 Communication Services 7.21%
5 Energy 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
101
Sanofi
SNY
$105B
$411K 0.11%
10,800
– –
BP icon
102
BP
BP
$111B
$360K 0.09%
12,623
– –
VBR icon
103
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$323K 0.08%
2,253
-84
-4% -$13.3K
FBND icon
104
Fidelity Total Bond ETF
FBND
$27.3B
$321K 0.08%
7,233
+1,804
+33% +$84.3K
PG icon
105
Procter & Gamble
PG
$336B
$294K 0.08%
2,332
– –
VIG icon
106
Vanguard Dividend Appreciation ETF
VIG
$115B
$289K 0.08%
2,140
– –
BWA icon
107
BorgWarner
BWA
$14.1B
$283K 0.07%
10,224
– –
IVZ icon
108
Invesco
IVZ
$13.9B
$276K 0.07%
20,175
– –
EXC icon
109
Exelon
EXC
$46.5B
$255K 0.07%
6,800
– –
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$249K 0.07%
7,144
+538
+8% +$21K
IVW icon
111
iShares S&P 500 Growth ETF
IVW
$77.4B
$243K 0.06%
4,200
– –
TEVA icon
112
Teva Pharmaceuticals
TEVA
$42.6B
$242K 0.06%
30,000
– –
MTB icon
113
M&T Bank
MTB
$36.6B
$236K 0.06%
1,337
– –
GOVT icon
114
iShares US Treasury Bond ETF
GOVT
$43.7B
$228K 0.06%
10,000
– –
SPEM icon
115
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$228K 0.06%
7,336
– –
SO icon
116
Southern Company
SO
$106B
$226K 0.06%
+3,321
New +$252K
VXUS icon
117
Vanguard Total International Stock ETF
VXUS
$163B
$222K 0.06%
4,856
– –
AFL icon
118
Aflac
AFL
$60.6B
$203K 0.05%
+3,604
New +$212K
WTW icon
119
Willis Towers Watson
WTW
$31.5B
$201K 0.05%
1,000
-135
-12% -$27.9K
NOK icon
120
Nokia
NOK
$57.9B
$179K 0.05%
41,996
– –
CGEN icon
121
Compugen
CGEN
$232M
$23K 0.01%
35,000
– –
SURF
122
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$23K 0.01%
22,000
-22,000
-50% -$35.2K
BA icon
123
Boeing
BA
$183B
– –
-1,500
Closed -$205K
CAH icon
124
Cardinal Health
CAH
$55.1B
– –
-34,225
Closed -$1.79M
EFV icon
125
iShares MSCI EAFE Value ETF
EFV
$30B
– –
-11,096
Closed -$482K
2 3 4
5
6

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Eagle Rock Investment Company's Q3 2022 Portfolio in Review

As of Q3 2022, Eagle Rock Investment Company held 128 positions worth $383M, down 6.4% from $409M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Eagle Rock Investment Company's Q3 2022 filing shows 6 new, 37 increased, 41 reduced and 6 closed positions. Its largest new stake was Amazon: 21,285 shares worth $2.4M. The largest sale was FedEx, an estimated $2.76M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2022 buy was Amazon: 21,285 shares worth $2.4M.
  • Eagle Rock Investment Company added most to iShares Short-Term National Muni Bond ETF in Q3 2022, an estimated $3.01M increase.
  • Eagle Rock Investment Company's biggest Q3 2022 reduction was FedEx, cutting an estimated $2.76M.
  • Eagle Rock Investment Company fully exited Cardinal Health in Q3 2022, selling an estimated $1.79M.
  • Eagle Rock Investment Company's ten largest holdings make up 35% of its $383M portfolio in Q3 2022.
  • Eagle Rock Investment Company opened 6 new positions and closed 6 in Q3 2022.
  • Eagle Rock Investment Company's portfolio value fell 6.4% quarter-over-quarter to $383M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2022, filed 8 Nov 2022.