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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$442M
AUM Growth
-$22.4M
Cap. Flow
-$6.42M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.88%
Holding
132
New
4
Increased
26
Reduced
61
Closed
4

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.66M
3
CPAY icon
Corpay
CPAY
+$1.78M
4
NSC icon
Norfolk Southern
NSC
+$1.75M
5
DG icon
Dollar General
DG
+$1.68M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$2.5M
2
LPLA icon
LPL Financial
LPLA
+$2.48M
3
USB icon
US Bancorp
USB
+$2.34M
4
WFC icon
Wells Fargo
WFC
+$1.77M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$813K

Sector Composition

Rank Sector Weight
1 Technology 21.8%
2 Financials 14.75%
3 Healthcare 12.89%
4 Communication Services 9.41%
5 Industrials 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
76
Omega Healthcare
OHI
$13.9B
$1.26M 0.28%
37,963
-14,090
-27% -$450K
LMT icon
77
Lockheed Martin
LMT
$140B
$1.24M 0.28%
3,041
-99
-3% -$43.9K
SO icon
78
Southern Company
SO
$106B
$1.23M 0.28%
19,073
-89
-0.5% -$6.18K
SHV icon
79
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.2M 0.27%
10,820
+4,500
+71% +$496K
SYK icon
80
Stryker
SYK
$132B
$1.18M 0.27%
4,328
– –
LDUR icon
81
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$1.18M 0.27%
12,584
-5,350
-30% -$501K
GOOG icon
82
Alphabet (Google) Class C
GOOG
$4.18T
$1.17M 0.26%
8,880
– –
CWH icon
83
Camping World
CWH
$663M
$1.15M 0.26%
56,485
+5,289
+10% +$139K
EFA icon
84
iShares MSCI EAFE ETF
EFA
$80.1B
$1.13M 0.26%
16,450
-977
-6% -$70K
ETN icon
85
Eaton
ETN
$180B
$1.05M 0.24%
4,900
-1,500
-23% -$323K
WMB icon
86
Williams Companies
WMB
$90.2B
$975K 0.22%
28,934
-300
-1% -$10.2K
BAH icon
87
Booz Allen Hamilton
BAH
$9.42B
$973K 0.22%
8,900
– –
ABBV icon
88
AbbVie
ABBV
$438B
$899K 0.2%
6,032
– –
WMT icon
89
Walmart Inc
WMT
$920B
$867K 0.2%
16,257
– –
ACN icon
90
Accenture
ACN
$109B
$823K 0.19%
2,680
+31
+1% +$9.77K
JPST icon
91
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$812K 0.18%
16,182
– –
FBND icon
92
Fidelity Total Bond ETF
FBND
$27.3B
$793K 0.18%
18,205
+4,465
+32% +$200K
GILD icon
93
Gilead Sciences
GILD
$168B
$721K 0.16%
9,617
– –
XOM icon
94
ExxonMobil
XOM
$658B
$711K 0.16%
6,043
– –
USB icon
95
US Bancorp
USB
$101B
$693K 0.16%
20,947
-64,181
-75% -$2.34M
GD icon
96
General Dynamics
GD
$107B
$687K 0.16%
3,107
– –
ACWX icon
97
iShares MSCI ACWI ex US ETF
ACWX
$12B
$670K 0.15%
14,250
– –
SHEL icon
98
Shell
SHEL
$249B
$653K 0.15%
10,150
– –
INTC icon
99
Intel
INTC
$515B
$651K 0.15%
18,317
+160
+0.9% +$5.57K
NEM icon
100
Newmont
NEM
$125B
$632K 0.14%
17,111
-8,951
-34% -$364K
2 3
4
5 6

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Eagle Rock Investment Company's Q3 2023 Portfolio in Review

As of Q3 2023, Eagle Rock Investment Company held 132 positions worth $442M, down 4.8% from $465M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q3 2023 filing shows 4 new, 26 increased, 61 reduced and 4 closed positions. Its largest new stake was Corpay: 6,811 shares worth $1.74M. The largest sale was Cisco, an estimated $2.5M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2023 buy was Corpay: 6,811 shares worth $1.74M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $2.74M increase.
  • Eagle Rock Investment Company's biggest Q3 2023 reduction was Cisco, cutting an estimated $2.5M.
  • Eagle Rock Investment Company fully exited Wells Fargo in Q3 2023, selling an estimated $1.77M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $442M portfolio in Q3 2023.
  • Eagle Rock Investment Company opened 4 new positions and closed 4 in Q3 2023.
  • Eagle Rock Investment Company's portfolio value fell 4.8% quarter-over-quarter to $442M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2023, filed 10 Oct 2023.