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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$442M
AUM Growth
-$22.4M
Cap. Flow
-$6.42M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.88%
Holding
132
New
4
Increased
26
Reduced
61
Closed
4

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.66M
3
CPAY icon
Corpay
CPAY
+$1.78M
4
NSC icon
Norfolk Southern
NSC
+$1.75M
5
DG icon
Dollar General
DG
+$1.68M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$2.5M
2
LPLA icon
LPL Financial
LPLA
+$2.48M
3
USB icon
US Bancorp
USB
+$2.34M
4
WFC icon
Wells Fargo
WFC
+$1.77M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$813K

Sector Composition

Rank Sector Weight
1 Technology 21.8%
2 Financials 14.75%
3 Healthcare 12.89%
4 Communication Services 9.41%
5 Industrials 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
51
ConocoPhillips
COP
$151B
$2.46M 0.56%
20,575
– –
SWK icon
52
Stanley Black & Decker
SWK
$15.5B
$2.34M 0.53%
28,013
+70
+0.3% +$6.49K
CMI icon
53
Cummins
CMI
$87.9B
$2.23M 0.51%
9,780
– –
VZ icon
54
Verizon
VZ
$194B
$2.23M 0.5%
68,694
+7,700
+13% +$260K
VTI icon
55
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$2.1M 0.47%
9,879
– –
TSN icon
56
Tyson Foods
TSN
$19.6B
$2.01M 0.46%
39,872
– –
ORCL icon
57
Oracle
ORCL
$437B
$1.97M 0.45%
18,585
+494
+3% +$57.2K
STX icon
58
Seagate
STX
$200B
$1.95M 0.44%
29,625
– –
LH icon
59
Labcorp
LH
$26B
$1.95M 0.44%
9,716
-1,957
-17% -$413K
KHC icon
60
Kraft Heinz
KHC
$28.9B
$1.94M 0.44%
57,521
+12,691
+28% +$438K
CTRA
61
DELISTED
Coterra Energy
CTRA
$1.88M 0.43%
69,495
-10,220
-13% -$278K
AMGN icon
62
Amgen
AMGN
$226B
$1.88M 0.42%
6,994
-25
-0.4% -$6.24K
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.79M 0.4%
4,182
-392
-9% -$174K
CME icon
64
CME Group
CME
$94.6B
$1.74M 0.39%
8,690
– –
CPAY icon
65
Corpay
CPAY
$26.6B
$1.74M 0.39%
+6,811
New +$1.78M
UNP icon
66
Union Pacific
UNP
$175B
$1.71M 0.39%
8,414
+1,020
+14% +$222K
CDW icon
67
CDW
CDW
$17B
$1.66M 0.37%
8,204
-3,559
-30% -$709K
TFI icon
68
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.62M 0.37%
37,169
-1,819
-5% -$82.7K
MC icon
69
Moelis & Co
MC
$4.9B
$1.57M 0.36%
34,869
-6,572
-16% -$309K
OMF icon
70
OneMain Financial
OMF
$7.36B
$1.5M 0.34%
37,340
– –
MSM icon
71
MSC Industrial Direct
MSM
$6.62B
$1.43M 0.32%
14,531
– –
TROW icon
72
T. Rowe Price
TROW
$23.8B
$1.42M 0.32%
13,579
+5,285
+64% +$595K
CAT icon
73
Caterpillar
CAT
$398B
$1.41M 0.32%
5,175
-148
-3% -$40.1K
EVR icon
74
Evercore
EVR
$11.6B
$1.28M 0.29%
+9,263
New +$1.26M
PINS icon
75
Pinterest
PINS
$13B
$1.27M 0.29%
47,085
+900
+2% +$24.6K
1 2
3
4 5

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Eagle Rock Investment Company's Q3 2023 Portfolio in Review

As of Q3 2023, Eagle Rock Investment Company held 132 positions worth $442M, down 4.8% from $465M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q3 2023 filing shows 4 new, 26 increased, 61 reduced and 4 closed positions. Its largest new stake was Corpay: 6,811 shares worth $1.74M. The largest sale was Cisco, an estimated $2.5M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2023 buy was Corpay: 6,811 shares worth $1.74M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $2.74M increase.
  • Eagle Rock Investment Company's biggest Q3 2023 reduction was Cisco, cutting an estimated $2.5M.
  • Eagle Rock Investment Company fully exited Wells Fargo in Q3 2023, selling an estimated $1.77M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $442M portfolio in Q3 2023.
  • Eagle Rock Investment Company opened 4 new positions and closed 4 in Q3 2023.
  • Eagle Rock Investment Company's portfolio value fell 4.8% quarter-over-quarter to $442M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2023, filed 10 Oct 2023.