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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
+10.06%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$2.25M
Cap. Flow %
0.52%
Top 10 Hldgs %
34.55%
Holding
138
New
16
Increased
41
Reduced
52
Closed
3

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.86M
2
DIS icon
Walt Disney
DIS
+$3.96M
3
MSFT icon
Microsoft
MSFT
+$2.71M
4
TRV icon
Travelers Companies
TRV
+$2.37M
5
CME icon
CME Group
CME
+$1.4M

Top Sells

Rank Stock Value
1
C icon
Citigroup
C
+$2.83M
2
SWK icon
Stanley Black & Decker
SWK
+$1.95M
3
INTC icon
Intel
INTC
+$1.72M
4
ROST icon
Ross Stores
ROST
+$1.45M
5
SSNC icon
SS&C Technologies
SSNC
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 21.7%
2 Financials 17.07%
3 Healthcare 14.78%
4 Communication Services 6.82%
5 Energy 5.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
51
DELISTED
Electronic Arts
EA
$2.51M 0.58%
19,939
+1,500
+8% +$188K
LPLA icon
52
LPL Financial
LPLA
$29.3B
$2.44M 0.56%
11,076
-31
-0.3% -$7.25K
VZ icon
53
Verizon
VZ
$195B
$2.43M 0.56%
58,959
-29,842
-34% -$1.12M
STX icon
54
Seagate
STX
$200B
$2.35M 0.54%
41,025
+3,580
+10% +$190K
CDW icon
55
CDW
CDW
$16.8B
$2.3M 0.53%
12,069
-35
-0.3% -$6.15K
ORCL icon
56
Oracle
ORCL
$429B
$2.22M 0.51%
25,104
– –
LNC icon
57
Lincoln National
LNC
$8.43B
$2.16M 0.5%
67,343
-30,537
-31% -$1.21M
SWK icon
58
Stanley Black & Decker
SWK
$15.4B
$1.98M 0.46%
23,094
-24,984
-52% -$1.95M
VTI icon
59
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.96M 0.45%
9,879
– –
OMF icon
60
OneMain Financial
OMF
$7.33B
$1.9M 0.44%
48,940
– –
LDUR icon
61
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$1.87M 0.43%
19,807
+429
+2% +$40.3K
MC icon
62
Moelis & Co
MC
$4.89B
$1.84M 0.42%
41,490
-600
-1% -$24.4K
KHC icon
63
Kraft Heinz
KHC
$28.8B
$1.76M 0.41%
41,355
-6,105
-13% -$232K
TFI icon
64
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.76M 0.41%
37,857
+4,946
+15% +$222K
CTRA
65
DELISTED
Coterra Energy
CTRA
$1.74M 0.4%
70,315
+3,800
+6% +$105K
INTC icon
66
Intel
INTC
$508B
$1.71M 0.39%
57,139
-61,861
-52% -$1.72M
NSC icon
67
Norfolk Southern
NSC
$74.9B
$1.66M 0.38%
6,465
+965
+18% +$228K
WFC icon
68
Wells Fargo
WFC
$267B
$1.62M 0.37%
37,932
– –
SPY icon
69
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.6M 0.37%
4,049
-4
-0.1% -$1.54K
AMGN icon
70
Amgen
AMGN
$225B
$1.54M 0.35%
5,625
– –
FITB
71
Fifth Third Bancorp
FITB
$52.2B
$1.48M 0.34%
43,250
– –
MMM icon
72
3M
MMM
$93.9B
$1.46M 0.34%
+13,490
New +$1.38M
LMT icon
73
Lockheed Martin
LMT
$138B
$1.44M 0.33%
3,119
-26
-0.8% -$12.1K
NEM icon
74
Newmont
NEM
$126B
$1.42M 0.33%
27,046
-2,891
-10% -$129K
CME icon
75
CME Group
CME
$93.8B
$1.42M 0.33%
+8,065
New +$1.4M
1 2
3
4 5

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Eagle Rock Investment Company's Q4 2022 Portfolio in Review

As of Q4 2022, Eagle Rock Investment Company held 138 positions worth $434M, up 13% from $383M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Eagle Rock Investment Company's Q4 2022 filing shows 16 new, 41 increased, 52 reduced and 3 closed positions. Its largest new stake was Walt Disney: 41,354 shares worth $3.98M. The largest sale was Citigroup, an estimated $2.83M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q4 2022 buy was Walt Disney: 41,354 shares worth $3.98M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2022, an estimated $4.86M increase.
  • Eagle Rock Investment Company's biggest Q4 2022 reduction was Citigroup, cutting an estimated $2.83M.
  • Eagle Rock Investment Company fully exited Lumen in Q4 2022, selling an estimated $1.31M.
  • Eagle Rock Investment Company's ten largest holdings make up 35% of its $434M portfolio in Q4 2022.
  • Eagle Rock Investment Company opened 16 new positions and closed 3 in Q4 2022.
  • Eagle Rock Investment Company's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Eagle Rock Investment Company's 13F filing for Q4 2022, filed 25 Jan 2023.