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ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
+10.94%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$489M
AUM Growth
+$46.6M
Cap. Flow
+$2.6M
Cap. Flow %
0.53%
Top 10 Hldgs %
38.23%
Holding
136
New
8
Increased
38
Reduced
55
Closed
5

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$3.45M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.07M
3
CLX icon
Clorox
CLX
+$2.75M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.67M
5
BND icon
Vanguard Total Bond Market
BND
+$2.45M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.21M
3
PGR icon
Progressive
PGR
+$2.15M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.1M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 22.69%
2 Financials 14.78%
3 Healthcare 12.12%
4 Communication Services 9.61%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
26
Walt Disney
DIS
$178B
$4.94M 1.01%
54,729
-25,109
-31% -$2.21M
DG icon
27
Dollar General
DG
$26.4B
$4.83M 0.99%
35,495
+3,696
+12% +$448K
TSM icon
28
TSMC
TSM
$2.23T
$4.7M 0.96%
45,163
-10
-0% -$954
CBRE icon
29
CBRE Group
CBRE
$42.7B
$4.69M 0.96%
50,419
-3,915
-7% -$304K
AMZN icon
30
Amazon
AMZN
$2.9T
$4.66M 0.95%
30,670
+151
+0.5% +$21.2K
UPS icon
31
United Parcel Service
UPS
$88.2B
$4.51M 0.92%
28,714
+1,405
+5% +$212K
FISV
32
Fiserv Inc
FISV
$27.1B
$4.45M 0.91%
33,496
-5,470
-14% -$671K
NSC icon
33
Norfolk Southern
NSC
$75.1B
$4.21M 0.86%
17,821
+1,430
+9% +$300K
FANG icon
34
Diamondback Energy
FANG
$56B
$4.19M 0.86%
27,013
+3,408
+14% +$534K
UNH icon
35
UnitedHealth
UNH
$364B
$3.89M 0.8%
7,387
-1,203
-14% -$642K
PGR icon
36
Progressive
PGR
$122B
$3.8M 0.78%
23,851
-13,725
-37% -$2.15M
EA
37
DELISTED
Electronic Arts
EA
$3.79M 0.77%
27,670
+399
+1% +$52.7K
MUB icon
38
iShares National Muni Bond ETF
MUB
$45.9B
$3.76M 0.77%
34,679
+3,873
+13% +$405K
FDX icon
39
FedEx
FDX
$76.7B
$3.59M 0.73%
14,202
-1
-0% -$254
QCOM icon
40
Qualcomm
QCOM
$170B
$3.56M 0.73%
24,630
+9
+0% +$1.11K
SSNC icon
41
SS&C Technologies
SSNC
$18.6B
$3.53M 0.72%
57,815
-11,490
-17% -$628K
LPLA icon
42
LPL Financial
LPLA
$29.4B
$3.48M 0.71%
15,310
-90
-0.6% -$20.2K
VZ icon
43
Verizon
VZ
$195B
$3.41M 0.7%
90,487
+21,793
+32% +$771K
PFE icon
44
Pfizer
PFE
$150B
$3.28M 0.67%
+114,083
New +$3.45M
C icon
45
Citigroup
C
$232B
$3.2M 0.66%
62,279
-2,313
-4% -$102K
IBM icon
46
IBM
IBM
$220B
$3.19M 0.65%
19,522
-2,850
-13% -$431K
TRV icon
47
Travelers Companies
TRV
$78.1B
$3.1M 0.63%
16,265
+148
+0.9% +$25.6K
CLX icon
48
Clorox
CLX
$12.9B
$2.94M 0.6%
+20,618
New +$2.75M
COF icon
49
Capital One
COF
$135B
$2.91M 0.6%
22,225
-3,775
-15% -$407K
SWK icon
50
Stanley Black & Decker
SWK
$15.4B
$2.82M 0.58%
28,723
+710
+3% +$62.5K
1
2
3 4 5

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Eagle Rock Investment Company's Q4 2023 Portfolio in Review

As of Q4 2023, Eagle Rock Investment Company held 136 positions worth $489M, up 11% from $442M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q4 2023 filing shows 8 new, 38 increased, 55 reduced and 5 closed positions. Its largest new stake was Pfizer: 114,083 shares worth $3.28M. The largest sale was Chevron, an estimated $2.74M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q4 2023 buy was Pfizer: 114,083 shares worth $3.28M.
  • Eagle Rock Investment Company added most to Vanguard Short-Term Bond ETF in Q4 2023, an estimated $3.07M increase.
  • Eagle Rock Investment Company's biggest Q4 2023 reduction was Chevron, cutting an estimated $2.74M.
  • Eagle Rock Investment Company fully exited Omega Healthcare in Q4 2023, selling an estimated $1.26M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $489M portfolio in Q4 2023.
  • Eagle Rock Investment Company opened 8 new positions and closed 5 in Q4 2023.
  • Eagle Rock Investment Company's portfolio value rose 11% quarter-over-quarter to $489M.

Based on Eagle Rock Investment Company's 13F filing for Q4 2023, filed 12 Jan 2024.