We are live on ! Find out more
ERIC

Eagle Rock Investment Company Portfolio holdings

AUM $808M
1-Year Est. Return 44.28%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+44.28%
3 Year Est. Return
+115.35%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$442M
AUM Growth
-$22.4M
Cap. Flow
-$6.42M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.88%
Holding
132
New
4
Increased
26
Reduced
61
Closed
4

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.74M
2
DIS icon
Walt Disney
DIS
+$2.66M
3
CPAY icon
Corpay
CPAY
+$1.78M
4
NSC icon
Norfolk Southern
NSC
+$1.75M
5
DG icon
Dollar General
DG
+$1.68M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$2.5M
2
LPLA icon
LPL Financial
LPLA
+$2.48M
3
USB icon
US Bancorp
USB
+$2.34M
4
WFC icon
Wells Fargo
WFC
+$1.77M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$813K

Sector Composition

Rank Sector Weight
1 Technology 21.8%
2 Financials 14.75%
3 Healthcare 12.89%
4 Communication Services 9.41%
5 Industrials 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
26
Bristol-Myers Squibb
BMY
$130B
$5.17M 1.17%
89,086
-88
-0.1% -$5.39K
SUB icon
27
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$5.03M 1.14%
48,863
-7,376
-13% -$765K
ELV icon
28
Elevance Health
ELV
$84.7B
$4.86M 1.1%
11,165
+402
+4% +$182K
FISV
29
Fiserv Inc
FISV
$28B
$4.4M 1%
38,966
-487
-1% -$60K
UNH icon
30
UnitedHealth
UNH
$361B
$4.33M 0.98%
8,590
+206
+2% +$101K
UPS icon
31
United Parcel Service
UPS
$88.8B
$4.26M 0.96%
27,309
– –
CBRE icon
32
CBRE Group
CBRE
$42.7B
$4.01M 0.91%
54,334
-1,509
-3% -$125K
TSM icon
33
TSMC
TSM
$2.19T
$3.93M 0.89%
45,173
-1,331
-3% -$126K
AMZN icon
34
Amazon
AMZN
$2.94T
$3.88M 0.88%
30,519
+104
+0.3% +$13.9K
FDX icon
35
FedEx
FDX
$76.3B
$3.76M 0.85%
14,203
-409
-3% -$106K
LPLA icon
36
LPL Financial
LPLA
$29.2B
$3.66M 0.83%
15,400
-10,687
-41% -$2.48M
FANG icon
37
Diamondback Energy
FANG
$56.5B
$3.66M 0.83%
23,605
-25
-0.1% -$3.69K
SSNC icon
38
SS&C Technologies
SSNC
$18.7B
$3.64M 0.82%
69,305
– –
HAS icon
39
Hasbro
HAS
$13.7B
$3.37M 0.76%
50,997
– –
DG icon
40
Dollar General
DG
$26.5B
$3.36M 0.76%
31,799
+11,248
+55% +$1.68M
EA
41
DELISTED
Electronic Arts
EA
$3.28M 0.74%
27,271
+3,907
+17% +$492K
NSC icon
42
Norfolk Southern
NSC
$75.2B
$3.23M 0.73%
16,391
+8,075
+97% +$1.75M
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.8B
$3.16M 0.71%
30,806
+522
+2% +$55.1K
IBM icon
44
IBM
IBM
$225B
$3.14M 0.71%
22,372
-761
-3% -$108K
QCOM icon
45
Qualcomm
QCOM
$171B
$2.73M 0.62%
24,621
-30
-0.1% -$3.48K
LLY icon
46
Eli Lilly
LLY
$1.08T
$2.68M 0.61%
4,987
-440
-8% -$227K
C icon
47
Citigroup
C
$228B
$2.66M 0.6%
64,592
-2,974
-4% -$131K
TRV icon
48
Travelers Companies
TRV
$78.3B
$2.63M 0.6%
16,117
+3,048
+23% +$509K
COF icon
49
Capital One
COF
$134B
$2.52M 0.57%
26,000
-324
-1% -$34.6K
TMO icon
50
Thermo Fisher Scientific
TMO
$224B
$2.51M 0.57%
4,954
– –
1
2
3 4 5

Similar funds

ACM
Ashford Capital Management Wilmington, Delaware $809M AUM 35.1% 1-Year Est. Return
RPAM
Rhenman & Partners Asset Management Stockholm, Sweden $810M AUM 30.2% 1-Year Est. Return
BCM
Brigade Capital Management New York $806M AUM 20.71% 1-Year Est. Return
RIM
Redwood Investment Management Scottsdale, Arizona $805M AUM 15.01% 1-Year Est. Return
GCM
Glendon Capital Management Santa Monica, California $805M AUM 17.91% 1-Year Est. Return
AF
Ally Financial Detroit, Michigan $804M AUM 0.18% 1-Year Est. Return
AR
Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return
UM
Ulysses Management New York $802M AUM 5.35% 1-Year Est. Return

Eagle Rock Investment Company's Q3 2023 Portfolio in Review

As of Q3 2023, Eagle Rock Investment Company held 132 positions worth $442M, down 4.8% from $465M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Eagle Rock Investment Company's Q3 2023 filing shows 4 new, 26 increased, 61 reduced and 4 closed positions. Its largest new stake was Corpay: 6,811 shares worth $1.74M. The largest sale was Cisco, an estimated $2.5M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

  • Eagle Rock Investment Company's largest Q3 2023 buy was Corpay: 6,811 shares worth $1.74M.
  • Eagle Rock Investment Company added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $2.74M increase.
  • Eagle Rock Investment Company's biggest Q3 2023 reduction was Cisco, cutting an estimated $2.5M.
  • Eagle Rock Investment Company fully exited Wells Fargo in Q3 2023, selling an estimated $1.77M.
  • Eagle Rock Investment Company's ten largest holdings make up 38% of its $442M portfolio in Q3 2023.
  • Eagle Rock Investment Company opened 4 new positions and closed 4 in Q3 2023.
  • Eagle Rock Investment Company's portfolio value fell 4.8% quarter-over-quarter to $442M.

Based on Eagle Rock Investment Company's 13F filing for Q3 2023, filed 10 Oct 2023.