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DPIM

Duff & Phelps Investment Management Portfolio holdings

AUM $10.6B
1-Year Est. Return 18.62%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+18.62%
3 Year Est. Return
+48.15%
5 Year Est. Return
+51.34%
10 Year Est. Return
+118.93%
AUM
$7.03B
AUM Growth
+$407M
Cap. Flow
+$574M
Cap. Flow %
8.17%
Top 10 Hldgs %
17.89%
Holding
234
New
15
Increased
45
Reduced
146
Closed
5

Top Buys

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$56.4M
2
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$51.6M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$49.8M
4
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$41.2M
5
HST icon
Host Hotels & Resorts
HST
+$40.6M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$62.7M
2
AVB icon
AvalonBay Communities
AVB
+$41.7M
3
WMB icon
Williams Companies
WMB
+$34.5M
4
BPL
Buckeye Partners, L.P.
BPL
+$25.8M
5
SITC icon
SITE Centers
SITC
+$21.9M

Sector Composition

Rank Sector Weight
1 Real Estate 30.63%
2 Energy 26.07%
3 Utilities 25.76%
4 Communication Services 5.82%
5 Industrials 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
176
UnitedHealth
UNH
$372B
$1.68M 0.02%
19,415
-1,030
-5% -$87K
AXP icon
177
American Express
AXP
$228B
$1.58M 0.02%
18,050
-810
-4% -$72.9K
BIIB icon
178
Biogen
BIIB
$30.7B
$1.56M 0.02%
4,710
-270
-5% -$89K
AIG icon
179
American International
AIG
$41B
$1.54M 0.02%
28,530
-1,820
-6% -$99.4K
GS icon
180
Goldman Sachs
GS
$303B
$1.51M 0.02%
8,245
-460
-5% -$80.8K
USB icon
181
US Bancorp
USB
$99.9B
$1.51M 0.02%
36,022
-1,900
-5% -$80.3K
OXY icon
182
Occidental Petroleum
OXY
$57.6B
$1.5M 0.02%
16,299
-1,043
-6% -$100K
HON icon
183
Honeywell
HON
$77.2B
$1.46M 0.02%
17,383
-635
-4% -$54K
MA icon
184
Mastercard
MA
$492B
$1.45M 0.02%
19,640
-1,400
-7% -$107K
WELL icon
185
Welltower
WELL
$170B
$1.42M 0.02%
22,739
– –
UPS icon
186
United Parcel Service
UPS
$88.4B
$1.38M 0.02%
13,995
-780
-5% -$77.5K
HPQ icon
187
HP
HPQ
$27.8B
$1.33M 0.02%
82,344
-3,985
-5% -$64.6K
DD
188
DELISTED
Du Pont De Nemours E I
DD
$1.31M 0.02%
19,196
-1,085
-5% -$68.3K
TFCFA
189
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.29M 0.02%
37,660
-2,440
-6% -$84.4K
TWX
190
DELISTED
Time Warner Inc
TWX
$1.28M 0.02%
17,066
-1,410
-8% -$109K
EBAY icon
191
eBay
EBAY
$47.7B
$1.28M 0.02%
53,816
-3,279
-6% -$72.9K
LLY icon
192
Eli Lilly
LLY
$1.08T
$1.27M 0.02%
19,645
-820
-4% -$51.9K
ABT icon
193
Abbott
ABT
$188B
$1.25M 0.02%
30,150
-1,750
-5% -$74K
NKE icon
194
Nike
NKE
$61.4B
$1.25M 0.02%
28,040
-2,840
-9% -$113K
CAT icon
195
Caterpillar
CAT
$387B
$1.23M 0.02%
12,465
-630
-5% -$66.8K
MDT icon
196
Medtronic
MDT
$113B
$1.22M 0.02%
19,725
-1,100
-5% -$69.9K
MET icon
197
MetLife
MET
$62.1B
$1.21M 0.02%
25,166
-1,201
-5% -$58.3K
EMC
198
DELISTED
EMC CORPORATION
EMC
$1.19M 0.02%
40,555
-2,240
-5% -$64.6K
DD icon
199
DuPont de Nemours
DD
$19.2B
$1.18M 0.02%
8,849
-1,063
-11% -$142K
MON
200
DELISTED
Monsanto Co
MON
$1.18M 0.02%
10,445
-410
-4% -$47.9K
6 7
8
9 10

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Duff & Phelps Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Duff & Phelps Investment Management held 234 positions worth $7.03B, up 6.1% from $6.62B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Duff & Phelps Investment Management deployed $574M of net new capital in Q3 2014, opening 15 new positions and adding to 45 existing holdings. Its largest new stake was SEADRILL PARTNERS LLC: 110,558 shares worth $34.5M.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 33% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $62.7M trimmed.

  • Duff & Phelps Investment Management's largest Q3 2014 buy was SEADRILL PARTNERS LLC: 110,558 shares worth $34.5M.
  • Duff & Phelps Investment Management added most to Energy Transfer Partners L.p. in Q3 2014, an estimated $56.4M increase.
  • Duff & Phelps Investment Management's biggest Q3 2014 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $62.7M.
  • Duff & Phelps Investment Management fully exited Buckeye Partners, L.P. in Q3 2014, selling an estimated $25.8M.
  • Duff & Phelps Investment Management's ten largest holdings make up 18% of its $7.03B portfolio in Q3 2014.
  • Duff & Phelps Investment Management opened 15 new positions and closed 5 in Q3 2014.
  • Duff & Phelps Investment Management's portfolio value rose 6.1% quarter-over-quarter to $7.03B.

Based on Duff & Phelps Investment Management's 13F filing for Q3 2014, filed 8 Oct 2014.