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DPIM

Duff & Phelps Investment Management Portfolio holdings

AUM $10.6B
1-Year Est. Return 18.62%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+18.62%
3 Year Est. Return
+48.15%
5 Year Est. Return
+51.34%
10 Year Est. Return
+118.93%
AUM
$5.79B
AUM Growth
+$34.6M
Cap. Flow
+$105M
Cap. Flow %
1.81%
Top 10 Hldgs %
19.92%
Holding
227
New
8
Increased
115
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
LPT
Liberty Property Trust
LPT
+$40.4M
2
KIM icon
Kimco Realty
KIM
+$25.1M
3
WEC icon
WEC Energy
WEC
+$25M
4
PLD icon
Prologis
PLD
+$18.5M
5
SPG icon
Simon Property Group
SPG
+$17.8M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$95.3M
2
SLG icon
SL Green Realty
SLG
+$28.3M
3
UDR icon
UDR
UDR
+$12.7M
4
VOD icon
Vodafone
VOD
+$10.6M
5
VTR icon
Ventas
VTR
+$8.04M

Sector Composition

Rank Sector Weight
1 Real Estate 34.49%
2 Utilities 29.94%
3 Energy 16.93%
4 Communication Services 6.99%
5 Industrials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
176
Bristol-Myers Squibb
BMY
$133B
$1.53M 0.03%
33,110
+320
+1% +$14K
AFL icon
177
Aflac
AFL
$61.5B
$1.53M 0.03%
49,240
– –
MMM icon
178
3M
MMM
$93.9B
$1.52M 0.03%
15,261
– –
UNH icon
179
UnitedHealth
UNH
$373B
$1.47M 0.03%
20,525
– –
UNP icon
180
Union Pacific
UNP
$174B
$1.46M 0.03%
18,830
+340
+2% +$26.9K
AIG icon
181
American International
AIG
$40.7B
$1.45M 0.03%
29,710
+1,410
+5% +$67K
MRO
182
DELISTED
Marathon Oil Corporation
MRO
$1.43M 0.02%
+41,120
New +$1.46M
ABBV icon
183
AbbVie
ABBV
$434B
$1.43M 0.02%
31,920
+310
+1% +$13.7K
AVP
184
DELISTED
Avon Products, Inc.
AVP
$1.4M 0.02%
68,140
– –
CVS icon
185
CVS Health
CVS
$122B
$1.4M 0.02%
24,625
– –
GS icon
186
Goldman Sachs
GS
$301B
$1.39M 0.02%
8,795
– –
MO icon
187
Altria Group
MO
$111B
$1.39M 0.02%
40,465
+250
+0.6% +$8.81K
USB icon
188
US Bancorp
USB
$99.9B
$1.37M 0.02%
37,342
+140
+0.4% +$5.18K
TFCFA
189
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.34M 0.02%
+40,125
New +$1.26M
HON icon
190
Honeywell
HON
$77.2B
$1.32M 0.02%
17,651
+156
+0.9% +$11.6K
EBAY icon
191
eBay
EBAY
$48.2B
$1.31M 0.02%
55,907
+404
+0.7% +$9.06K
UPS icon
192
United Parcel Service
UPS
$88.7B
$1.3M 0.02%
14,255
– –
TWX
193
DELISTED
Time Warner Inc
TWX
$1.24M 0.02%
19,604
+135
+0.7% +$8.07K
DHI icon
194
D.R. Horton
DHI
$40.9B
$1.2M 0.02%
+61,700
New +$1.22M
SBUX icon
195
Starbucks
SBUX
$120B
$1.16M 0.02%
30,180
+240
+0.8% +$8.63K
MDLZ icon
196
Mondelez International
MDLZ
$78.3B
$1.13M 0.02%
35,966
+390
+1% +$12.1K
EMC
197
DELISTED
EMC CORPORATION
EMC
$1.08M 0.02%
42,335
+230
+0.5% +$5.97K
NKE icon
198
Nike
NKE
$62B
$1.05M 0.02%
29,060
– –
CL icon
199
Colgate-Palmolive
CL
$74.2B
$1.05M 0.02%
17,660
+140
+0.8% +$8.29K
ABT icon
200
Abbott
ABT
$188B
$1.04M 0.02%
31,420
– –
6 7
8
9 10

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PF
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BMSSC
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HTC
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VPIM
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ACA
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IIM
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GI
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Duff & Phelps Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Duff & Phelps Investment Management held 227 positions worth $5.79B, up 0.6% from $5.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Trading was light in Q3 2013: portfolio turnover was 4.4%. Duff & Phelps Investment Management opened 8 new positions and exited 2, leaving the 227-position portfolio largely intact.

By sector, the portfolio is most concentrated in Real Estate at 34% of assets, up from 33% a quarter earlier, followed by Utilities and Energy.

  • Duff & Phelps Investment Management's largest Q3 2013 buy was Liberty Property Trust: 1,103,185 shares worth $39.3M.
  • Duff & Phelps Investment Management added most to Kimco Realty in Q3 2013, an estimated $25.1M increase.
  • Duff & Phelps Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $95.3M.
  • Duff & Phelps Investment Management fully exited UDR in Q3 2013, selling an estimated $12.7M.
  • Duff & Phelps Investment Management's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2013.
  • Duff & Phelps Investment Management opened 8 new positions and closed 2 in Q3 2013.
  • Duff & Phelps Investment Management's portfolio value rose 0.6% quarter-over-quarter to $5.79B.

Based on Duff & Phelps Investment Management's 13F filing for Q3 2013, filed 4 Oct 2013.