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DPIM

Duff & Phelps Investment Management Portfolio holdings

AUM $10.6B
1-Year Est. Return 18.62%
This Fund
S&P 500
This Quarter Est. Return
+2.05%
1 Year Est. Return
+18.62%
3 Year Est. Return
+48.15%
5 Year Est. Return
+51.34%
10 Year Est. Return
+118.93%
AUM
$5.73B
AUM Growth
-$54.9M
Cap. Flow
-$152M
Cap. Flow %
-2.65%
Top 10 Hldgs %
19.76%
Holding
233
New
8
Increased
82
Reduced
81
Closed
17

Top Buys

Rank Stock Value
1
DUK icon
Duke Energy
DUK
+$60.9M
2
DOC icon
Healthpeak Properties
DOC
+$60.5M
3
OGE icon
OGE Energy
OGE
+$35.8M
4
SO icon
Southern Company
SO
+$31M
5
KMI icon
Kinder Morgan
KMI
+$27.6M

Top Sells

Rank Stock Value
1
ETR icon
Entergy
ETR
+$53.7M
2
WELL icon
Welltower
WELL
+$47.8M
3
FE icon
FirstEnergy
FE
+$43.2M
4
VOD icon
Vodafone
VOD
+$36.6M
5
T icon
AT&T
T
+$35.3M

Sector Composition

Rank Sector Weight
1 Real Estate 33.89%
2 Utilities 31.65%
3 Energy 18.05%
4 Communication Services 6.08%
5 Industrials 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
126
Oneok
OKE
$54.5B
$3.24M 0.06%
59,463
-2,787
-4% -$140K
MRK icon
127
Merck
MRK
$318B
$3.09M 0.05%
64,665
-96,542
-60% -$4.41M
AMZN icon
128
Amazon
AMZN
$2.96T
$3.04M 0.05%
152,400
+6,500
+4% +$117K
PM icon
129
Philip Morris
PM
$295B
$2.94M 0.05%
33,685
+700
+2% +$61.1K
ORCL icon
130
Oracle
ORCL
$423B
$2.81M 0.05%
73,310
-90,990
-55% -$3.13M
CMCSA icon
131
Comcast
CMCSA
$90B
$2.8M 0.05%
107,840
+1,700
+2% +$40.9K
INTC icon
132
Intel
INTC
$513B
$2.68M 0.05%
103,290
-156,100
-60% -$3.78M
WMT icon
133
Walmart Inc
WMT
$890B
$2.66M 0.05%
101,490
-125,730
-55% -$3.25M
PEP icon
134
PepsiCo
PEP
$190B
$2.64M 0.05%
31,795
-43,420
-58% -$3.61M
QCOM icon
135
Qualcomm
QCOM
$176B
$2.63M 0.05%
35,490
+680
+2% +$48K
DIS icon
136
Walt Disney
DIS
$181B
$2.61M 0.05%
34,205
-2,090
-6% -$145K
PAGP icon
137
Plains GP Holdings
PAGP
$4.9B
$2.59M 0.05%
+36,286
New +$2.27M
ALE
138
DELISTED
Allete
ALE
$2.54M 0.04%
51,000
-2,380
-4% -$118K
CSCO icon
139
Cisco
CSCO
$479B
$2.49M 0.04%
111,080
-139,060
-56% -$3.08M
CNL
140
DELISTED
CLECO CRP (HOLDING CO)
CNL
$2.49M 0.04%
+53,485
New +$2.46M
SLB icon
141
SLB Ltd
SLB
$75B
$2.48M 0.04%
27,495
+700
+3% +$63.2K
GILD icon
142
Gilead Sciences
GILD
$165B
$2.39M 0.04%
31,790
+1,050
+3% +$73.1K
HD icon
143
Home Depot
HD
$355B
$2.39M 0.04%
28,975
-450
-2% -$35.1K
V icon
144
Visa
V
$677B
$2.34M 0.04%
42,100
+1,360
+3% +$68.6K
BRK.B icon
145
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.28M 0.04%
19,210
+880
+5% +$102K
NTT
146
DELISTED
Nippon Telegraph & Telephone
NTT
$2.25M 0.04%
83,175
-4,000
-5% -$105K
WFC icon
147
Wells Fargo
WFC
$264B
$2.21M 0.04%
48,729
-80,040
-62% -$3.46M
MCD icon
148
McDonald's
MCD
$195B
$2.01M 0.04%
20,740
-47,365
-70% -$4.55M
RTX icon
149
RTX Corp
RTX
$301B
$2M 0.03%
27,887
+810
+3% +$55.2K
BA icon
150
Boeing
BA
$185B
$1.95M 0.03%
14,265
+500
+4% +$65K
4 5
6
7 8

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BMSSC
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WAM
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HTC
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VPIM
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Duff & Phelps Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Duff & Phelps Investment Management held 233 positions worth $5.73B, down 0.95% from $5.79B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Duff & Phelps Investment Management's Q4 2013 filing shows 8 new, 82 increased, 81 reduced and 17 closed positions. Its largest new stake was OGE Energy: 1,000,000 shares worth $33.9M. The largest sale was Entergy, an estimated $53.7M.

By sector, the portfolio is most concentrated in Real Estate at 34% of assets, down from 34% a quarter earlier, followed by Utilities and Energy.

  • Duff & Phelps Investment Management's largest Q4 2013 buy was OGE Energy: 1,000,000 shares worth $33.9M.
  • Duff & Phelps Investment Management added most to Duke Energy in Q4 2013, an estimated $60.9M increase.
  • Duff & Phelps Investment Management's biggest Q4 2013 reduction was Welltower, cutting an estimated $47.8M.
  • Duff & Phelps Investment Management fully exited Entergy in Q4 2013, selling an estimated $53.7M.
  • Duff & Phelps Investment Management's ten largest holdings make up 20% of its $5.73B portfolio in Q4 2013.
  • Duff & Phelps Investment Management opened 8 new positions and closed 17 in Q4 2013.
  • Duff & Phelps Investment Management's portfolio value fell 0.95% quarter-over-quarter to $5.73B.

Based on Duff & Phelps Investment Management's 13F filing for Q4 2013, filed 15 Jan 2014.