We are live on ! Find out more
DPIM

Duff & Phelps Investment Management Portfolio holdings

AUM $10.6B
1-Year Est. Return 18.62%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+18.62%
3 Year Est. Return
+48.15%
5 Year Est. Return
+51.34%
10 Year Est. Return
+118.93%
AUM
$5.79B
AUM Growth
+$34.6M
Cap. Flow
+$105M
Cap. Flow %
1.81%
Top 10 Hldgs %
19.92%
Holding
227
New
8
Increased
115
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
LPT
Liberty Property Trust
LPT
+$40.4M
2
KIM icon
Kimco Realty
KIM
+$25.1M
3
WEC icon
WEC Energy
WEC
+$25M
4
PLD icon
Prologis
PLD
+$18.5M
5
SPG icon
Simon Property Group
SPG
+$17.8M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$95.3M
2
SLG icon
SL Green Realty
SLG
+$28.3M
3
UDR icon
UDR
UDR
+$12.7M
4
VOD icon
Vodafone
VOD
+$10.6M
5
VTR icon
Ventas
VTR
+$8.04M

Sector Composition

Rank Sector Weight
1 Real Estate 34.49%
2 Utilities 29.94%
3 Energy 16.93%
4 Communication Services 6.99%
5 Industrials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
126
Walmart Inc
WMT
$890B
$5.6M 0.1%
227,220
-1,350
-0.6% -$34K
ORCL icon
127
Oracle
ORCL
$423B
$5.45M 0.09%
164,300
+28,800
+21% +$934K
F icon
128
Ford
F
$55.7B
$5.43M 0.09%
321,870
+750
+0.2% +$12.7K
AXP icon
129
American Express
AXP
$230B
$5.41M 0.09%
71,580
– –
COF icon
130
Capital One
COF
$134B
$5.36M 0.09%
78,030
– –
WFC icon
131
Wells Fargo
WFC
$264B
$5.32M 0.09%
128,769
+500
+0.4% +$21.3K
AMT icon
132
American Tower
AMT
$80.4B
$5.29M 0.09%
71,350
+1,210
+2% +$87.4K
ROIC
133
DELISTED
Retail Opportunity Investments Corp.
ROIC
$5.09M 0.09%
368,000
-1,900
-0.5% -$25.8K
HAL icon
134
Halliburton
HAL
$26.6B
$4.97M 0.09%
103,220
-22,550
-18% -$1.06M
LLY icon
135
Eli Lilly
LLY
$1.06T
$4.87M 0.08%
96,695
– –
GOOG icon
136
Alphabet (Google) Class C
GOOG
$4.32T
$4.71M 0.08%
215,806
+4,015
+2% +$88.7K
CAT icon
137
Caterpillar
CAT
$387B
$4.66M 0.08%
55,890
+190
+0.3% +$16.1K
BAC icon
138
Bank of America
BAC
$442B
$4.63M 0.08%
335,285
+1,080
+0.3% +$15.4K
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$4.55M 0.08%
113,360
+9,760
+9% +$386K
ITW icon
140
Illinois Tool Works
ITW
$84.5B
$4.54M 0.08%
59,500
– –
COP icon
141
ConocoPhillips
COP
$141B
$4.35M 0.08%
62,561
+200
+0.3% +$13.3K
PG icon
142
Procter & Gamble
PG
$339B
$4.17M 0.07%
55,220
+670
+1% +$53.3K
KMB icon
143
Kimberly-Clark
KMB
$36.5B
$3.93M 0.07%
43,524
– –
DD
144
DELISTED
Du Pont De Nemours E I
DD
$3.84M 0.07%
68,972
-126
-0.2% -$6.88K
IFF icon
145
International Flavors & Fragrances
IFF
$21.9B
$3.56M 0.06%
43,320
-4,140
-9% -$335K
MDT icon
146
Medtronic
MDT
$112B
$3.53M 0.06%
66,270
+110
+0.2% +$5.92K
OXY icon
147
Occidental Petroleum
OXY
$55.9B
$3.43M 0.06%
38,307
– –
WBA
148
DELISTED
Walgreens Boots Alliance
WBA
$3.34M 0.06%
62,106
-33,230
-35% -$1.67M
MON
149
DELISTED
Monsanto Co
MON
$3.26M 0.06%
31,265
+20,570
+192% +$2.07M
REG icon
150
Regency Centers
REG
$14.1B
$3.06M 0.05%
+63,400
New +$3.2M
4 5
6
7 8

Similar funds

SGA
Sustainable Growth Advisers Stamford, Connecticut $10.6B AUM 2.6% 1-Year Est. Return
PF
Phoenix Financial Givatayim, Israel $10.5B AUM 49.21% 1-Year Est. Return
BMSSC
B. Metzler seel. Sohn & Co Frankfurt, Germany $10.8B AUM 21.99% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
HTC
Haverford Trust Company Radnor, Pennsylvania $10.9B AUM 18.64% 1-Year Est. Return
VPIM
Vanguard Personalized Indexing Management Oakland, California $10.2B AUM 34.45% 1-Year Est. Return
ACA
Avoro Capital Advisors New York $10.2B AUM 149.19% 1-Year Est. Return
IIM
INTECH Investment Management West Palm Beach, Florida $10.2B AUM 28.14% 1-Year Est. Return

Duff & Phelps Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Duff & Phelps Investment Management held 227 positions worth $5.79B, up 0.6% from $5.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Trading was light in Q3 2013: portfolio turnover was 4.4%. Duff & Phelps Investment Management opened 8 new positions and exited 2, leaving the 227-position portfolio largely intact.

By sector, the portfolio is most concentrated in Real Estate at 34% of assets, up from 33% a quarter earlier, followed by Utilities and Energy.

  • Duff & Phelps Investment Management's largest Q3 2013 buy was Liberty Property Trust: 1,103,185 shares worth $39.3M.
  • Duff & Phelps Investment Management added most to Kimco Realty in Q3 2013, an estimated $25.1M increase.
  • Duff & Phelps Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $95.3M.
  • Duff & Phelps Investment Management fully exited UDR in Q3 2013, selling an estimated $12.7M.
  • Duff & Phelps Investment Management's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2013.
  • Duff & Phelps Investment Management opened 8 new positions and closed 2 in Q3 2013.
  • Duff & Phelps Investment Management's portfolio value rose 0.6% quarter-over-quarter to $5.79B.

Based on Duff & Phelps Investment Management's 13F filing for Q3 2013, filed 4 Oct 2013.