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DPIM

Duff & Phelps Investment Management Portfolio holdings

AUM $10.6B
1-Year Est. Return 18.62%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
+18.62%
3 Year Est. Return
+48.15%
5 Year Est. Return
+51.34%
10 Year Est. Return
+118.93%
AUM
$7.03B
AUM Growth
+$407M
Cap. Flow
+$574M
Cap. Flow %
8.17%
Top 10 Hldgs %
17.89%
Holding
234
New
15
Increased
45
Reduced
146
Closed
5

Top Buys

Rank Stock Value
1
ETP
Energy Transfer Partners L.p.
ETP
+$56.4M
2
WPZ
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
+$51.6M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$49.8M
4
EPB
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
+$41.2M
5
HST icon
Host Hotels & Resorts
HST
+$40.6M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$62.7M
2
AVB icon
AvalonBay Communities
AVB
+$41.7M
3
WMB icon
Williams Companies
WMB
+$34.5M
4
BPL
Buckeye Partners, L.P.
BPL
+$25.8M
5
SITC icon
SITE Centers
SITC
+$21.9M

Sector Composition

Rank Sector Weight
1 Real Estate 30.63%
2 Energy 26.07%
3 Utilities 25.76%
4 Communication Services 5.82%
5 Industrials 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELS icon
101
Equity Lifestyle Properties
ELS
$12.6B
$16.8M 0.24%
791,696
-9,450
-1% -$210K
WLKP icon
102
Westlake Chemical Partners
WLKP
$770M
$16.3M 0.23%
+560,500
New +$17M
GLOP
103
DELISTED
GASLOG PARTNERS LP
GLOP
$16M 0.23%
+521,830
New +$17M
KNOP icon
104
KNOT Offshore Partners
KNOP
$362M
$15M 0.21%
601,000
+245,436
+69% +$6.69M
WPG
105
DELISTED
Washington Prime Group Inc.
WPG
$14.7M 0.21%
93,708
-1,173
-1% -$199K
NTI
106
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$14M 0.2%
600,476
+578,940
+2,688% +$14.6M
NGG icon
107
National Grid
NGG
$80.1B
$13.6M 0.19%
195,566
– –
TOO
108
DELISTED
Teekay Offshore Partners L.P.
TOO
$12.9M 0.18%
384,919
– –
IJJ icon
109
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$12.7M 0.18%
210,480
– –
MEMP
110
DELISTED
Memorial Production Partners LP Common Units
MEMP
$12.1M 0.17%
+550,000
New +$12.7M
IWN icon
111
iShares Russell 2000 Value ETF
IWN
$14.6B
$11.4M 0.16%
121,840
– –
BBEP
112
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$11.2M 0.16%
552,075
+475,481
+621% +$10.4M
AAPL icon
113
Apple
AAPL
$4.46T
$11.1M 0.16%
440,980
-38,640
-8% -$948K
LGCY
114
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$10.1M 0.14%
+341,600
New +$10.4M
VNR
115
DELISTED
Vanguard Natural Resources, LLC
VNR
$9.2M 0.13%
+335,000
New +$10.1M
APU
116
DELISTED
AmeriGas Partners, L.P.
APU
$9.12M 0.13%
+200,000
New +$9.11M
CUBE icon
117
CubeSmart
CUBE
$9.26B
$8.32M 0.12%
+462,900
New +$8.56M
XOM icon
118
ExxonMobil
XOM
$651B
$8M 0.11%
85,025
-4,690
-5% -$467K
RIGP
119
DELISTED
Transocean Partners LLC
RIGP
$7.99M 0.11%
+305,056
New +$7.83M
SMC
120
Summit Midstream
SMC
$419M
$7.63M 0.11%
+10,000
New +$7.67M
MSFT icon
121
Microsoft
MSFT
$3.74T
$7.63M 0.11%
164,510
+7,400
+5% +$330K
IJK icon
122
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$6.64M 0.09%
175,280
– –
CCI icon
123
Crown Castle
CCI
$31.8B
$6.62M 0.09%
82,145
-245
-0.3% -$18.9K
GOOG icon
124
Alphabet (Google) Class C
GOOG
$4.32T
$6.6M 0.09%
227,022
-5,414
-2% -$157K
IWO icon
125
iShares Russell 2000 Growth ETF
IWO
$14.9B
$6.5M 0.09%
50,120
– –
3 4
5
6 7

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BMSSC
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WAM
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HTC
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VPIM
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ACA
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IIM
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Duff & Phelps Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Duff & Phelps Investment Management held 234 positions worth $7.03B, up 6.1% from $6.62B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Duff & Phelps Investment Management deployed $574M of net new capital in Q3 2014, opening 15 new positions and adding to 45 existing holdings. Its largest new stake was SEADRILL PARTNERS LLC: 110,558 shares worth $34.5M.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 33% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $62.7M trimmed.

  • Duff & Phelps Investment Management's largest Q3 2014 buy was SEADRILL PARTNERS LLC: 110,558 shares worth $34.5M.
  • Duff & Phelps Investment Management added most to Energy Transfer Partners L.p. in Q3 2014, an estimated $56.4M increase.
  • Duff & Phelps Investment Management's biggest Q3 2014 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $62.7M.
  • Duff & Phelps Investment Management fully exited Buckeye Partners, L.P. in Q3 2014, selling an estimated $25.8M.
  • Duff & Phelps Investment Management's ten largest holdings make up 18% of its $7.03B portfolio in Q3 2014.
  • Duff & Phelps Investment Management opened 15 new positions and closed 5 in Q3 2014.
  • Duff & Phelps Investment Management's portfolio value rose 6.1% quarter-over-quarter to $7.03B.

Based on Duff & Phelps Investment Management's 13F filing for Q3 2014, filed 8 Oct 2014.