Duff & Phelps Investment Management’s Baxter International BAX Stock Holding History

Duff & Phelps Investment Management’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-17,922	Closed	-$681K	–	233
2015 Q2	$681K	Hold	17,922	–	–	0.01%	226
2015 Q1	$667K	Sell	17,922 -902	-5%	-$34.2K	0.01%	227
2014 Q4	$749K	Sell	18,824 -1,013	-5%	-$39.5K	0.01%	223
2014 Q3	$773K	Sell	19,837 -1,068	-5%	-$43.4K	0.01%	220
2014 Q2	$821K	Buy	20,905 +350	+2%	+$14K	0.01%	206
2014 Q1	$822K	Sell	20,555 -221	-1%	-$8.26K	0.01%	198
2013 Q4	$785K	Buy	20,776 +663	+3%	+$24K	0.01%	204
2013 Q3	$718K	Buy	20,113 +203	+1%	+$7.88K	0.01%	211
2013 Q2	$749K	Buy	+19,910	New	+$763K	0.01%	206

Other funds holding BAX

Third Point New York $4.68B AUM 37.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Jana Partners New York $1.34B AUM 4.95% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

YCMGA

York Capital Management Global Advisors New York $87.8M AUM 45.55% 1-Year Est. Return

AAM

Aberdeen Asset Management Aberdeen, United Kingdom $30B AUM 22.46% 1-Year Est. Return

Duff & Phelps Investment Management's BAX Position: Q3 2015 in Review

Duff & Phelps Investment Management sold out of Baxter International (BAX) in Q3 2015, closing a stake of 17,922 shares — an estimated $681K sold.

Duff & Phelps Investment Management first reported a position in BAX in Q2 2013 and held it in 9 quarters. The position peaked at $822K in Q1 2014. 889 funds tracked by Wall St. Rank hold BAX as of Q3 2015.

Duff & Phelps Investment Management reported no remaining Baxter International position as of Q3 2015 after selling out during the quarter.
Duff & Phelps Investment Management sold 17,922 Baxter International shares in Q3 2015, an estimated $681K.
Duff & Phelps Investment Management first reported a position in Baxter International in Q2 2013 and held it in 9 quarters.
Duff & Phelps Investment Management's Baxter International position peaked at $822K in Q1 2014.
889 funds tracked by Wall St. Rank held Baxter International as of Q3 2015.

Based on Duff & Phelps Investment Management's 13F filing for Q3 2015, filed 23 Oct 2015.