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Dubuque Bank & Trust’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Dubuque Bank & Trust’s Portfolio SPSM Stock Details SPSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-171
Closed -$4K – 586
2014
Q2 		$4K Sell
171
-144
-46% -$3.26K ﹤0.01% 552
2014
Q1 		$7K Buy
+315
New +$7.25K ﹤0.01% 369

Other funds holding SPSM

HMC
Harvard Management Company Boston, Massachusetts $4.26B AUM 5.81% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Citigroup
Citigroup New York $303B AUM 53.02% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $731M AUM 34.87% 1-Year Est. Return

Dubuque Bank & Trust's SPSM Position: Q3 2014 in Review

Dubuque Bank & Trust sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q3 2014, closing a stake of 171 shares — an estimated $4K sold.

Dubuque Bank & Trust first reported a position in SPSM in Q1 2014 and held it in 2 quarters. The position peaked at $7K in Q1 2014. 14 funds tracked by Wall St. Rank hold SPSM as of Q3 2014.

  • Dubuque Bank & Trust reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q3 2014 after selling out during the quarter.
  • Dubuque Bank & Trust sold 171 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q3 2014, an estimated $4K.
  • Dubuque Bank & Trust first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q1 2014 and held it in 2 quarters.
  • Dubuque Bank & Trust's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $7K in Q1 2014.
  • 14 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q3 2014.

Based on Dubuque Bank & Trust's 13F filing for Q3 2014, filed 12 Nov 2014.