DRW Securities’s Hercules Capital HTGC Stock Holding History

DRW Securities’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-35,947	Closed	-$667K	–	1428
2025 Q3	$667K	Buy	+35,947	New	+$689K	0.01%	489

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

DRW Securities's HTGC Position: Q4 2025 in Review

DRW Securities sold out of Hercules Capital (HTGC) in Q4 2025, closing a stake of 35,947 shares — an estimated $667K sold.

DRW Securities first reported a position in HTGC in Q3 2025 and held it in 1 quarter. The position peaked at $667K in Q3 2025. 353 funds tracked by Wall St. Rank hold HTGC as of Q4 2025.

DRW Securities reported no remaining Hercules Capital position as of Q4 2025 after selling out during the quarter.
DRW Securities sold 35,947 Hercules Capital shares in Q4 2025, an estimated $667K.
DRW Securities first reported a position in Hercules Capital in Q3 2025 and held it in 1 quarter.
DRW Securities's Hercules Capital position peaked at $667K in Q3 2025.
353 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2025.

Based on DRW Securities's 13F filing for Q4 2025, filed 12 Feb 2026.