DRW Securities’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

DRW Securities’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-17,123	Closed	-$241K	–	100
2015 Q3	$241K	Hold	17,123	–	–	0.03%	65
2015 Q2	$268K	Hold	17,123	–	–	0.03%	89
2015 Q1	$280K	Hold	17,123	–	–	0.04%	78
2014 Q4	$274K	Hold	17,123	–	–	0.03%	93
2014 Q3	$293K	Sell	17,123 -3,100	-15%	-$54.4K	0.02%	60
2014 Q2	$367K	Hold	20,223	–	–	0.07%	82
2014 Q1	$359K	Buy	+20,223	New	+$356K	0.03%	84

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

DRW Securities's FSD Position: Q4 2015 in Review

DRW Securities sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2015, closing a stake of 17,123 shares — an estimated $241K sold.

DRW Securities first reported a position in FSD in Q1 2014 and held it in 7 quarters. The position peaked at $367K in Q2 2014. 71 funds tracked by Wall St. Rank hold FSD as of Q4 2015.

DRW Securities reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2015 after selling out during the quarter.
DRW Securities sold 17,123 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2015, an estimated $241K.
DRW Securities first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q1 2014 and held it in 7 quarters.
DRW Securities's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $367K in Q2 2014.
71 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2015.

Based on DRW Securities's 13F filing for Q4 2015, filed 16 Feb 2016.