Driehaus Capital Management’s Prudential PUK Stock Holding History

Driehaus Capital Management’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,402	Closed	-$359K	–	587
2016 Q2	$343K	Hold	10,402	–	–	0.01%	463
2016 Q1	$375K	Sell	10,402 -2,118	-17%	-$76.7K	0.01%	478
2015 Q4	$547K	Hold	12,520	–	–	0.02%	451
2015 Q3	$512K	Sell	12,520 -1,364	-10%	-$60.7K	0.02%	425
2015 Q2	$654K	Sell	13,884 -1,489	-10%	-$72.3K	0.02%	444
2015 Q1	$744K	Buy	+15,373	New	+$731K	0.03%	431

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Driehaus Capital Management's PUK Position: Q3 2016 in Review

Driehaus Capital Management sold out of Prudential (PUK) in Q3 2016, closing a stake of 10,402 shares — an estimated $359K sold.

Driehaus Capital Management first reported a position in PUK in Q1 2015 and held it in 6 quarters. The position peaked at $744K in Q1 2015. 162 funds tracked by Wall St. Rank hold PUK as of Q3 2016.

Driehaus Capital Management reported no remaining Prudential position as of Q3 2016 after selling out during the quarter.
Driehaus Capital Management sold 10,402 Prudential shares in Q3 2016, an estimated $359K.
Driehaus Capital Management first reported a position in Prudential in Q1 2015 and held it in 6 quarters.
Driehaus Capital Management's Prudential position peaked at $744K in Q1 2015.
162 funds tracked by Wall St. Rank held Prudential as of Q3 2016.

Based on Driehaus Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.