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Dougherty & Associates Portfolio holdings

AUM $125M
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$3.03M
Cap. Flow
+$1.69M
Cap. Flow %
1.56%
Top 10 Hldgs %
60.06%
Holding
56
New
–
Increased
28
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.16M
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$559K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$527K
4
META icon
Meta Platforms (Facebook)
META
+$429K
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$397K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.44M
2
RCL icon
Royal Caribbean
RCL
+$556K
3
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$231K
4
HD icon
Home Depot
HD
+$229K
5
ORCL icon
Oracle
ORCL
+$215K

Sector Composition

Rank Sector Weight
1 Technology 21.03%
2 Consumer Discretionary 17.64%
3 Utilities 9.33%
4 Communication Services 9.09%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$5.01T
$12.5M 11.47%
71,575
-7,859
-10% -$1.44M
RCL icon
2
Royal Caribbean
RCL
$78.7B
$10.2M 9.34%
36,949
-1,867
-5% -$556K
PFXF icon
3
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$8.99M 8.26%
512,478
+30,869
+6% +$559K
VGT icon
4
Vanguard Information Technology ETF
VGT
$139B
$7.12M 6.55%
81,688
+5,728
+8% +$527K
VOO icon
5
Vanguard S&P 500 ETF
VOO
$968B
$6.66M 6.12%
11,153
+193
+2% +$121K
GOOGL icon
6
Alphabet (Google) Class A
GOOGL
$3.91T
$6.27M 5.76%
21,795
-350
-2% -$110K
AAPL icon
7
Apple
AAPL
$4.89T
$3.97M 3.64%
15,627
-200
-1% -$52K
AMZN icon
8
Amazon
AMZN
$2.5T
$3.47M 3.18%
16,639
+1,430
+9% +$315K
MSFT icon
9
Microsoft
MSFT
$2.84T
$3.42M 3.14%
9,225
+2,775
+43% +$1.16M
VPU
10
Vanguard Utilities ETF
VPU
$8.83B
$2.83M 2.6%
14,266
+1,519
+12% +$295K
ANGL icon
11
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.55M 2.34%
88,714
+13,542
+18% +$397K
DUK icon
12
Duke Energy
DUK
$102B
$2.48M 2.28%
18,951
+266
+1% +$33.3K
PGR icon
13
Progressive
PGR
$124B
$2.47M 2.26%
12,435
+1,547
+14% +$319K
QQQM icon
14
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$2.43M 2.23%
10,229
+108
+1% +$27K
PANW icon
15
Palo Alto Networks
PANW
$264B
$2.28M 2.09%
14,203
+1,158
+9% +$195K
ED icon
16
Consolidated Edison
ED
$41.6B
$2.26M 2.07%
19,931
+147
+0.7% +$15.9K
MAR icon
17
Marriott International
MAR
$98.7B
$2.2M 2.02%
6,736
-109
-2% -$35.9K
GE icon
18
GE Aerospace
GE
$367B
$2.19M 2.01%
7,726
-371
-5% -$117K
META icon
19
Meta Platforms (Facebook)
META
$1.51T
$2.19M 2.01%
3,819
+669
+21% +$429K
BKNG icon
20
Booking.com
BKNG
$138B
$1.73M 1.59%
10,275
+1,425
+16% +$262K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$3.9T
$1.44M 1.32%
5,005
+1
+0% +$314
V icon
22
Visa
V
$677B
$1.39M 1.28%
4,593
+171
+4% +$55K
SO icon
23
Southern Company
SO
$110B
$1.22M 1.12%
12,613
+681
+6% +$63K
NVT icon
24
nVent Electric
NVT
$24.5B
$1.11M 1.02%
9,400
-278
-3% -$31.6K
GD icon
25
General Dynamics
GD
$105B
$1.03M 0.94%
2,991
– –
1
2 3

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Dougherty & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Dougherty & Associates held 56 positions worth $109M, down 2.7% from $112M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Dougherty & Associates's Q1 2026 filing shows 28 increased, 18 reduced and 4 closed positions. The largest sale was NVIDIA, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Utilities.

  • Dougherty & Associates added most to Microsoft in Q1 2026, an estimated $1.16M increase.
  • Dougherty & Associates's biggest Q1 2026 reduction was NVIDIA, cutting an estimated $1.44M.
  • Dougherty & Associates fully exited Vanguard Small-Cap Growth ETF in Q1 2026, selling an estimated $231K.
  • Dougherty & Associates's ten largest holdings make up 60% of its $109M portfolio in Q1 2026.
  • Dougherty & Associates opened 0 new positions and closed 4 in Q1 2026.
  • Dougherty & Associates's portfolio value fell 2.7% quarter-over-quarter to $109M.

Based on Dougherty & Associates's 13F filing for Q1 2026, filed 21 Apr 2026.