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Dougherty & Associates Portfolio holdings

AUM $125M
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$112M
AUM Growth
–
Cap. Flow
+$111M
Cap. Flow %
99.56%
Top 10 Hldgs %
61.32%
Holding
56
New
56
Increased
–
Reduced
–
Closed
–
Avg Time Held
0 quarters
Top 10 Avg Time Held
0 quarters
Top 20 Avg Time Held
0 quarters

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.8M
2
RCL icon
Royal Caribbean
RCL
+$11M
3
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$8.53M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$7.22M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.81M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.76%
2 Technology 22.68%
3 Consumer Discretionary 18.18%
4 Communication Services 9.46%
5 Utilities 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVDA icon
1
NVIDIA
NVDA
$5.54T
$14.8M 13.24%
+79,434
New +$14.8M
2025 Q4
0 quarters
RCL icon
2
Royal Caribbean
RCL
$75.5B
$10.8M 9.68%
+38,816
New +$11M
2025 Q4
0 quarters
PFXF icon
3
VanEck Preferred Securities ex Financials ETF
PFXF
$2.36B
$8.51M 7.6%
+481,609
New +$8.53M
2025 Q4
0 quarters
VGT icon
4
Vanguard Information Technology ETF
VGT
$157B
$7.16M 6.4%
+75,960
New +$7.22M
2025 Q4
0 quarters
GOOGL icon
5
Alphabet (Google) Class A
GOOGL
$4.3T
$6.93M 6.2%
+22,145
New +$6.33M
2025 Q4
0 quarters
VOO icon
6
Vanguard S&P 500 ETF
VOO
$1.06T
$6.87M 6.14%
+10,960
New +$6.81M
2025 Q4
0 quarters
AAPL icon
7
Apple
AAPL
$4.91T
$4.3M 3.85%
+15,827
New +$4.25M
2025 Q4
0 quarters
AMZN icon
8
Amazon
AMZN
$2.83T
$3.51M 3.14%
+15,209
New +$3.48M
2025 Q4
0 quarters
MSFT icon
9
Microsoft
MSFT
$3.97T
$3.12M 2.79%
+6,450
New +$3.23M
2025 Q4
0 quarters
QQQM icon
10
Invesco NASDAQ 100 ETF
QQQM
$112B
$2.56M 2.29%
+10,121
New +$2.56M
2025 Q4
0 quarters
GE icon
11
GE Aerospace
GE
$320B
$2.49M 2.23%
+8,097
New +$2.44M
2025 Q4
0 quarters
PGR icon
12
Progressive
PGR
$126B
$2.48M 2.22%
+10,888
New +$2.46M
2025 Q4
0 quarters
PANW icon
13
Palo Alto Networks
PANW
$343B
$2.4M 2.15%
+13,045
New +$2.63M
2025 Q4
0 quarters
VPU icon
14
Vanguard Utilities ETF
VPU
$8.01B
$2.36M 2.11%
+12,747
New +$2.45M
2025 Q4
0 quarters
ANGL icon
15
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.02B
$2.21M 1.97%
+75,172
New +$2.21M
2025 Q4
0 quarters
DUK icon
16
Duke Energy
DUK
$91B
$2.19M 1.96%
+18,685
New +$2.28M
2025 Q4
0 quarters
MAR icon
17
Marriott International
MAR
$95.4B
$2.12M 1.9%
+6,845
New +$1.96M
2025 Q4
0 quarters
META icon
18
Meta Platforms (Facebook)
META
$1.83T
$2.08M 1.86%
+3,150
New +$2.1M
2025 Q4
0 quarters
ED icon
19
Consolidated Edison
ED
$39.2B
$1.96M 1.76%
+19,784
New +$1.96M
2025 Q4
0 quarters
BKNG icon
20
Booking.com
BKNG
$120B
$1.9M 1.7%
+8,850
New +$1.82M
2025 Q4
0 quarters
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.25T
$1.57M 1.4%
+5,004
New +$1.43M
2025 Q4
0 quarters
V icon
22
Visa
V
$724B
$1.55M 1.39%
+4,422
New +$1.51M
2025 Q4
0 quarters
TMO icon
23
Thermo Fisher Scientific
TMO
$243B
$1.24M 1.11%
+2,135
New +$1.21M
2025 Q4
0 quarters
HD icon
24
Home Depot
HD
$290B
$1.16M 1.03%
+3,359
New +$1.23M
2025 Q4
0 quarters
SO icon
25
Southern Company
SO
$99.1B
$1.04M 0.93%
+11,932
New +$1.09M
2025 Q4
0 quarters
1
2 3

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Dougherty & Associates's Q4 2025 Portfolio in Review

Q4 2025 is the first quarter with a 13F filing on record for Dougherty & Associates, which disclosed 56 positions worth $112M. Its ten largest holdings account for 61% of the portfolio.

Its largest position is NVIDIA: 79,434 shares worth $14.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, followed by Technology and Consumer Discretionary.

  • Dougherty & Associates's largest Q4 2025 buy was NVIDIA: 79,434 shares worth $14.8M.
  • Dougherty & Associates's ten largest holdings make up 61% of its $112M portfolio in Q4 2025.
  • Dougherty & Associates disclosed 56 positions in Q4 2025, its first 13F filing on record.

Based on Dougherty & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.