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Dougherty & Associates Portfolio holdings

AUM $125M Turnover 3.77%
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$3.03M
Cap. Flow
+$1.69M
Cap. Flow %
1.56%
Top 10 Hldgs %
60.06%
Holding
56
New
–
Increased
28
Reduced
18
Closed
4
Avg Time Held
0.3 years
Top 10 Avg Time Held
0.2 years
Top 20 Avg Time Held
0.3 years

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.16M
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$559K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$527K
4
META icon
Meta Platforms (Facebook)
META
+$429K
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$397K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.44M
2
RCL icon
Royal Caribbean
RCL
+$556K
3
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$231K
4
HD icon
Home Depot
HD
+$229K
5
ORCL icon
Oracle
ORCL
+$215K

Sector Composition

Rank Sector Weight
1 Miscellaneous 30.09%
2 Technology 21.03%
3 Consumer Discretionary 17.64%
4 Utilities 9.33%
5 Communication Services 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FE icon
51
FirstEnergy
FE
$26.7B
$264K 0.24%
5,216
-522
-9% -$25.3K
2025 Q4
1 quarter
XEL icon
52
Xcel Energy
XEL
$47.7B
$224K 0.21%
2,817
-322
-10% -$25.3K
2025 Q4
1 quarter
ORCL icon
53
Oracle
ORCL
$389B
– –
-1,101
Closed -$215K –
PG icon
54
Procter & Gamble
PG
$370B
– –
-1,436
Closed -$206K –
TSLA icon
55
Tesla
TSLA
$1.4T
– –
-473
Closed -$213K –
VBK icon
56
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.1B
– –
-765
Closed -$231K –
1 2
3

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Dougherty & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Dougherty & Associates held 56 positions worth $109M, down 2.7% from $112M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Dougherty & Associates's Q1 2026 filing shows 28 increased, 18 reduced and 4 closed positions. The largest sale was NVIDIA, an estimated $1.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 29% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Dougherty & Associates added most to Microsoft in Q1 2026, an estimated $1.16M increase.
  • Dougherty & Associates's biggest Q1 2026 reduction was NVIDIA, cutting an estimated $1.44M.
  • Dougherty & Associates fully exited Vanguard Morningstar Small-Cap Growth ETF in Q1 2026, selling an estimated $231K.
  • Dougherty & Associates's ten largest holdings make up 60% of its $109M portfolio in Q1 2026.
  • Dougherty & Associates opened 0 new positions and closed 4 in Q1 2026.
  • Dougherty & Associates's portfolio value fell 2.7% quarter-over-quarter to $109M.

Based on Dougherty & Associates's 13F filing for Q1 2026, filed 21 Apr 2026.