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Dougherty & Associates Portfolio holdings

AUM $125M
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$3.03M
Cap. Flow
+$1.69M
Cap. Flow %
1.56%
Top 10 Hldgs %
60.06%
Holding
56
New
–
Increased
28
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.16M
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$559K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$527K
4
META icon
Meta Platforms (Facebook)
META
+$429K
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$397K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.44M
2
RCL icon
Royal Caribbean
RCL
+$556K
3
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$231K
4
HD icon
Home Depot
HD
+$229K
5
ORCL icon
Oracle
ORCL
+$215K

Sector Composition

Rank Sector Weight
1 Technology 21.03%
2 Consumer Discretionary 17.64%
3 Utilities 9.33%
4 Communication Services 9.09%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
51
FirstEnergy
FE
$28.9B
$264K 0.24%
5,216
-522
-9% -$25.3K
XEL icon
52
Xcel Energy
XEL
$51B
$224K 0.21%
2,817
-322
-10% -$25.3K
ORCL icon
53
Oracle
ORCL
$331B
– –
-1,101
Closed -$215K
PG icon
54
Procter & Gamble
PG
$343B
– –
-1,436
Closed -$206K
TSLA icon
55
Tesla
TSLA
$1.24T
– –
-473
Closed -$213K
VBK icon
56
Vanguard Small-Cap Growth ETF
VBK
$23.2B
– –
-765
Closed -$231K
1 2
3

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PAM
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COFSG
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RWJF
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Dougherty & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Dougherty & Associates held 56 positions worth $109M, down 2.7% from $112M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Dougherty & Associates's Q1 2026 filing shows 28 increased, 18 reduced and 4 closed positions. The largest sale was NVIDIA, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Utilities.

  • Dougherty & Associates added most to Microsoft in Q1 2026, an estimated $1.16M increase.
  • Dougherty & Associates's biggest Q1 2026 reduction was NVIDIA, cutting an estimated $1.44M.
  • Dougherty & Associates fully exited Vanguard Small-Cap Growth ETF in Q1 2026, selling an estimated $231K.
  • Dougherty & Associates's ten largest holdings make up 60% of its $109M portfolio in Q1 2026.
  • Dougherty & Associates opened 0 new positions and closed 4 in Q1 2026.
  • Dougherty & Associates's portfolio value fell 2.7% quarter-over-quarter to $109M.

Based on Dougherty & Associates's 13F filing for Q1 2026, filed 21 Apr 2026.