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Dougherty & Associates Portfolio holdings

AUM $125M
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$112M
AUM Growth
–
Cap. Flow
+$111M
Cap. Flow %
99.56%
Top 10 Hldgs %
61.32%
Holding
56
New
56
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.8M
2
RCL icon
Royal Caribbean
RCL
+$11M
3
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$8.53M
4
VGT icon
Vanguard Information Technology ETF
VGT
+$7.22M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.81M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.76%
2 Technology 22.68%
3 Consumer Discretionary 18.18%
4 Communication Services 9.46%
5 Utilities 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
51
American Electric Power
AEP
$66.8B
$243K 0.22%
+2,111
New +$249K
XEL icon
52
Xcel Energy
XEL
$48.2B
$232K 0.21%
+3,139
New +$248K
VBK icon
53
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$231K 0.21%
+765
New +$231K
ORCL icon
54
Oracle
ORCL
$438B
$215K 0.19%
+1,101
New +$262K
TSLA icon
55
Tesla
TSLA
$1.4T
$213K 0.19%
+473
New +$210K
PG icon
56
Procter & Gamble
PG
$333B
$206K 0.18%
+1,436
New +$212K
1 2
3

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Dougherty & Associates's Q4 2025 Portfolio in Review

Q4 2025 is the first quarter with a 13F filing on record for Dougherty & Associates, which disclosed 56 positions worth $112M. Its ten largest holdings account for 61% of the portfolio.

Its largest position is NVIDIA: 79,434 shares worth $14.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 29% of assets, followed by Technology and Consumer Discretionary.

  • Dougherty & Associates's largest Q4 2025 buy was NVIDIA: 79,434 shares worth $14.8M.
  • Dougherty & Associates's ten largest holdings make up 61% of its $112M portfolio in Q4 2025.
  • Dougherty & Associates disclosed 56 positions in Q4 2025, its first 13F filing on record.

Based on Dougherty & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.