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Dougherty & Associates Portfolio holdings

AUM $125M
This Fund
S&P 500
This Quarter Est. Return
-3.59%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$3.03M
Cap. Flow
+$1.69M
Cap. Flow %
1.56%
Top 10 Hldgs %
60.06%
Holding
56
New
–
Increased
28
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.16M
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$559K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$527K
4
META icon
Meta Platforms (Facebook)
META
+$429K
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$397K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.44M
2
RCL icon
Royal Caribbean
RCL
+$556K
3
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$231K
4
HD icon
Home Depot
HD
+$229K
5
ORCL icon
Oracle
ORCL
+$215K

Sector Composition

Rank Sector Weight
1 Technology 21.03%
2 Consumer Discretionary 17.64%
3 Utilities 9.33%
4 Communication Services 9.09%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
26
Thermo Fisher Scientific
TMO
$211B
$998K 0.92%
2,029
-106
-5% -$57.5K
WM icon
27
Waste Management
WM
$95.9B
$985K 0.9%
4,285
-91
-2% -$20.9K
HE icon
28
Hawaiian Electric Industries
HE
$2.33B
$978K 0.9%
65,920
+4,380
+7% +$66.2K
HD icon
29
Home Depot
HD
$332B
$898K 0.83%
2,731
-628
-19% -$229K
UBER icon
30
Uber
UBER
$134B
$747K 0.69%
10,385
+4,015
+63% +$309K
VIK icon
31
Viking Holdings
VIK
$44.9B
$728K 0.67%
9,914
+1,460
+17% +$107K
VHT icon
32
Vanguard Health Care ETF
VHT
$18.2B
$726K 0.67%
2,667
-96
-3% -$27.4K
WMT icon
33
Walmart Inc
WMT
$871B
$686K 0.63%
5,518
-328
-6% -$40.3K
MMM icon
34
3M
MMM
$89B
$610K 0.56%
4,197
– –
WEC icon
35
WEC Energy
WEC
$37.7B
$598K 0.55%
5,162
-90
-2% -$10.1K
VTI icon
36
Vanguard Total Stock Market ETF
VTI
$654B
$570K 0.52%
1,777
-50
-3% -$16.8K
HCA icon
37
HCA Healthcare
HCA
$84.8B
$552K 0.51%
1,167
+51
+5% +$25.7K
EIX icon
38
Edison International
EIX
$30.7B
$501K 0.46%
6,848
+1,147
+20% +$77.3K
DTE icon
39
DTE Energy
DTE
$31.1B
$475K 0.44%
3,251
+27
+0.8% +$3.8K
ETR icon
40
Entergy
ETR
$54.1B
$474K 0.44%
4,216
+299
+8% +$30.1K
BA icon
41
Boeing
BA
$165B
$438K 0.4%
2,199
– –
DTM icon
42
DT Midstream
DTM
$14.9B
$423K 0.39%
3,140
+22
+0.7% +$2.87K
NEE icon
43
NextEra Energy
NEE
$187B
$410K 0.38%
4,411
+1
+0% +$89
XOM icon
44
ExxonMobil
XOM
$651B
$398K 0.37%
2,344
– –
APLE icon
45
Apple Hospitality REIT
APLE
$3.96B
$371K 0.34%
32,269
-2,737
-8% -$33.1K
LLY icon
46
Eli Lilly
LLY
$1.07T
$315K 0.29%
343
-10
-3% -$10.1K
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$312K 0.29%
480
– –
GLD icon
48
SPDR Gold Trust
GLD
$131B
$289K 0.27%
672
– –
AEP icon
49
American Electric Power
AEP
$73.7B
$277K 0.25%
2,113
+2
+0.1% +$250
VCLT icon
50
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$270K 0.25%
3,617
+3
+0.1% +$228
1
2
3

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Dougherty & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Dougherty & Associates held 56 positions worth $109M, down 2.7% from $112M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Dougherty & Associates's Q1 2026 filing shows 28 increased, 18 reduced and 4 closed positions. The largest sale was NVIDIA, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Utilities.

  • Dougherty & Associates added most to Microsoft in Q1 2026, an estimated $1.16M increase.
  • Dougherty & Associates's biggest Q1 2026 reduction was NVIDIA, cutting an estimated $1.44M.
  • Dougherty & Associates fully exited Vanguard Small-Cap Growth ETF in Q1 2026, selling an estimated $231K.
  • Dougherty & Associates's ten largest holdings make up 60% of its $109M portfolio in Q1 2026.
  • Dougherty & Associates opened 0 new positions and closed 4 in Q1 2026.
  • Dougherty & Associates's portfolio value fell 2.7% quarter-over-quarter to $109M.

Based on Dougherty & Associates's 13F filing for Q1 2026, filed 21 Apr 2026.