Dominick & Dominick’s Nuveen Preferred Securities & Income Opportunities Fund JPI Stock Holding History

Dominick & Dominick’s Portfolio JPI Stock Details JPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	$710K	Sell	31,625 -11,278	-26%	-$259K	0.36%	97
2014 Q3	$983K	Sell	42,903 -637	-1%	-$14.8K	0.47%	63
2014 Q2	$1.02M	Buy	43,540 +182	+0.4%	+$4.23K	0.5%	53
2014 Q1	$989K	Buy	43,358 +396	+0.9%	+$8.98K	0.48%	55
2013 Q4	$948K	Sell	42,962 -2,325	-5%	-$51.7K	0.45%	59
2013 Q3	$1.03M	Buy	45,287 +1,176	+3%	+$26.9K	0.57%	51
2013 Q2	$1.07M	Buy	+44,111	New	+$1.11M	0.62%	48

Other funds holding JPI

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Dominick & Dominick's JPI Position: Q4 2014 in Review

Dominick & Dominick reduced its Nuveen Preferred Securities & Income Opportunities Fund (JPI) stake by 26% in Q4 2014, selling an estimated $259K and leaving 31,625 shares worth $710K. The position accounts for 0.36% of the portfolio, ranked #97.

Dominick & Dominick first reported a position in JPI in Q2 2013 and has held it in 7 quarters since. The position peaked at $1.07M in Q2 2013. 40 funds tracked by Wall St. Rank hold JPI as of Q4 2014.

Dominick & Dominick held 31,625 shares of Nuveen Preferred Securities & Income Opportunities Fund worth $710K as of Q4 2014.
Dominick & Dominick sold 11,278 Nuveen Preferred Securities & Income Opportunities Fund shares in Q4 2014, an estimated $259K.
Nuveen Preferred Securities & Income Opportunities Fund made up 0.36% of Dominick & Dominick's portfolio in Q4 2014, its #97 holding.
Dominick & Dominick first reported a position in Nuveen Preferred Securities & Income Opportunities Fund in Q2 2013 and has held it in 7 quarters since.
Dominick & Dominick's Nuveen Preferred Securities & Income Opportunities Fund position peaked at $1.07M in Q2 2013.
40 funds tracked by Wall St. Rank held Nuveen Preferred Securities & Income Opportunities Fund as of Q4 2014.

Based on Dominick & Dominick's 13F filing for Q4 2014, filed 22 Jan 2015.