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DLD Asset Management Portfolio holdings

AUM $1.51B Turnover 51.11%
1-Year Est. Return 5.32%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+5.32%
3 Year Est. Return
+10.27%
5 Year Est. Return
+32.59%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$70.2M
Cap. Flow
-$805M
Cap. Flow %
-58.83%
Top 10 Hldgs %
49.95%
Holding
193
New
49
Increased
21
Reduced
8
Closed
62
Avg Time Held Equity + Options
0.3 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.5 years

Top Buys

Rank Stock Value
1
GLTA.U
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
+$12.4M
2
STMP
Stamps.com, Inc.
STMP
+$10.3M
3
XEC
CIMAREX ENERGY CO
XEC
+$8.05M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$6.69M
5
KSU
Kansas City Southern
KSU
+$5.6M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$22.1M
2
PRAH
PRA Health Sciences, Inc.
PRAH
+$18.3M
3
PFPT
Proofpoint, Inc.
PFPT
+$12.2M
4
RCL icon
Royal Caribbean
RCL
+$11M
5
MXIM
Maxim Integrated Products
MXIM
+$8.95M

Sector Composition

Rank Sector Weight
1 Miscellaneous 79.87%
2 Technology 4.89%
3 Financials 4.31%
4 Healthcare 2.61%
5 Communication Services 2.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KSU
1
DELISTED
Kansas City Southern
KSU
$24.4M 1.78%
90,100
+20,100
+29% +$5.6M
2021 Q1
2 quarters
INFO icon
2
DELISTED
IHS Markit Ltd. Common Shares
INFO
$23.3M 1.7%
200,000
-14,138
-7% -$1.67M
2020 Q4
3 quarters
XLNX
3
DELISTED
Xilinx Inc
XLNX
$18.1M 1.32%
120,000
+9,519
+9% +$1.39M
2020 Q4
3 quarters
BKNG icon
4
Booking.com
BKNG
$125B
$16M 1.17%
168,200
-12,500
-7% -$1.12M
2020 Q2
5 quarters
EXC icon
5
CALL
Exelon
EXC
$43.9B
$15.3M 1.12%
444,995
+162,913
+58% +$5.57M
2021 Q2
1 quarter
CCL icon
6
PUT
Carnival Corporation Ltd
CCL
$35.5B
$15.1M 1.1%
604,800
+50,000
+9% +$1.16M
2020 Q2
5 quarters
ATH
7
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$13.8M 1.01%
200,528
+100,528
+101% +$6.69M
2021 Q2
1 quarter
NCLH icon
8
PUT
Norwegian Cruise Line
NCLH
$7.04B
$12.4M 0.91%
464,800
+100,000
+27% +$2.54M
2020 Q2
5 quarters
GLTA.U
9
DELISTED
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
$12.4M 0.91%
+1,237,500
New +$12.4M
2021 Q3
0 quarters
COCH icon
10
Envoy Medical
COCH
$48.1M
$11.4M 0.83%
1,175,000
– –
2021 Q2
1 quarter
COHR icon
11
DELISTED
Coherent Inc
COHR
$11.2M 0.82%
44,912
-5,088
-10% -$1.28M
2021 Q1
2 quarters
AAL icon
12
PUT
American Airlines Group
AAL
$8.06B
$10.8M 0.79%
+525,000
New +$10.6M
2021 Q3
0 quarters
STMP
13
DELISTED
Stamps.com, Inc.
STMP
$10.7M 0.78%
+32,564
New +$10.3M
2021 Q3
0 quarters
XEC
14
DELISTED
CIMAREX ENERGY CO
XEC
$10.1M 0.74%
+116,006
New +$8.05M
2021 Q3
0 quarters
MBAC
15
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$9.91M 0.72%
1,000,000
– –
2021 Q2
1 quarter
TXNM icon
16
TXNM Energy Inc
TXNM
$6.45B
$9.9M 0.72%
200,055
+20,000
+11% +$979K
2021 Q2
1 quarter
FACA
17
DELISTED
Figure Acquisition Corp. I
FACA
$9.3M 0.68%
944,500
– –
2021 Q2
1 quarter
MCHP icon
18
Microchip Technology
MCHP
$40B
$9.12M 0.67%
118,800
+28,000
+31% +$2.1M
2021 Q1
2 quarters
GES icon
19
PUT
DELISTED
Guess Inc
GES
$8.3M 0.61%
395,000
+3,000
+0.8% +$68.6K
2020 Q3
4 quarters
BLMN icon
20
PUT
Bloomin' Brands
BLMN
$851M
$7.5M 0.55%
300,000
+23,000
+8% +$595K
2020 Q2
5 quarters
WTW icon
21
Willis Towers Watson
WTW
$28.8B
$6.97M 0.51%
30,000
+9,783
+48% +$2.18M
2020 Q1
6 quarters
JBLU icon
22
JetBlue
JBLU
$1.18B
$5.76M 0.42%
376,500
+12,900
+4% +$198K
2021 Q2
1 quarter
CXP
23
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$5.71M 0.42%
300,200
+235,074
+361% +$4.09M
2021 Q2
1 quarter
CLDR
24
DELISTED
Cloudera, Inc.
CLDR
$5.66M 0.41%
354,687
– –
2021 Q2
1 quarter
BYND icon
25
PUT
Beyond Meat
BYND
$123M
$5.26M 0.38%
+1,667
New +$6.12M
2021 Q3
0 quarters
1
2 3 4 5

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AWA
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SC
Styrax Capital New York $1.52B AUM 57.44% 1-Year Est. Return
HCM
Hodges Capital Management Dallas, Texas $1.51B AUM 85.85% 1-Year Est. Return
NB
NBT Bank Norwich, New York $1.51B AUM 24.9% 1-Year Est. Return
WFA
Wellspring Financial Advisors Cleveland, Ohio $1.52B AUM 29.68% 1-Year Est. Return
RIM
Rush Island Management New York $1.51B AUM 8.12% 1-Year Est. Return
AU
Algebris (UK) London, United Kingdom $1.52B AUM 3.09% 1-Year Est. Return

DLD Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, DLD Asset Management held 193 positions worth $1.37B, down 4.9% from $1.44B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

DLD Asset Management withdrew a net $805M in Q3 2021, closing 62 positions and reducing 8 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $22.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 77% a quarter earlier, followed by Technology and Financials.

Against the trend, DLD Asset Management opened a new position in Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant worth $12.4M.

  • DLD Asset Management's largest Q3 2021 buy was Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant: 1,237,500 shares worth $12.4M.
  • DLD Asset Management added most to Athene Holding Ltd. Class A Common Shares in Q3 2021, an estimated $6.69M increase.
  • DLD Asset Management's biggest Q3 2021 reduction was IHS Markit Ltd. Common Shares, cutting an estimated $1.67M.
  • DLD Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $22.1M.
  • DLD Asset Management's ten largest holdings make up 50% of its $1.37B portfolio in Q3 2021.
  • DLD Asset Management opened 49 new positions and closed 62 in Q3 2021.
  • DLD Asset Management's portfolio value fell 4.9% quarter-over-quarter to $1.37B.

Based on DLD Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.