DAM

DLD Asset Management Portfolio holdings

AUM $844M
This Quarter Return
-0.02%
1 Year Return
+2.69%
3 Year Return
+14.51%
5 Year Return
+47.59%
10 Year Return
–
AUM
$1.22B
AUM Growth
+$1.22B
Cap. Flow
+$14.2M
Cap. Flow %
1.16%
Top 10 Hldgs %
41.15%
Holding
265
New
27
Increased
16
Reduced
9
Closed
37

Top Buys

1
ACC
American Campus Communities, Inc.
ACC
$19.3M
2
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$15.9M
3
LHCG
LHC Group LLC
LHCG
$14M
4
PSB
PS Business Parks, Inc.
PSB
$13.1M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
$8.62M

Top Sells

1
MIME
Mimecast Limited
MIME
$13.5M
2
CERN
Cerner Corp
CERN
$13.1M
3
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$11.1M
4
HMHC
Houghton Mifflin Harcourt Company
HMHC
$10.5M
5
PLAN
Anaplan, Inc.
PLAN
$7.81M

Sector Composition

1 Financials 6.34%
2 Technology 5.64%
3 Communication Services 3.51%
4 Industrials 2.6%
5 Healthcare 2.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CERN
201
DELISTED
Cerner Corp
CERN
– –
-140,000
Closed -$13.1M
TSC
202
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-173,676
Closed -$5.77M
ANAT
203
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-30,112
Closed -$5.69M
IIN
204
DELISTED
IntriCon Corporation
IIN
– –
-40,000
Closed -$954K
ZNGA
205
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-1,200,000
Closed -$11.1M
MIME
206
DELISTED
Mimecast Limited
MIME
– –
-170,000
Closed -$13.5M
EPAY
207
DELISTED
Bottomline Technologies Inc
EPAY
– –
-100,000
Closed -$5.67M
STXB
208
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
– –
-50,000
Closed -$1.31M
HMHC
209
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-500,000
Closed -$10.5M
ISBC
210
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-400,000
Closed -$5.97M
PBCT
211
DELISTED
People's United Financial Inc
PBCT
– –
-250,000
Closed -$5M
TRQ
212
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-20,000
Closed -$751K
ARCH
213
DELISTED
Arch Resources, Inc.
ARCH
– –
0
– –
CFRX
214
DELISTED
ContraFect Corporation
CFRX
– –
0
– –
NLSN
215
DELISTED
Nielsen Holdings plc
NLSN
– –
-250,000
Closed -$6.81M
DISCA
216
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-140,000
Closed -$3.49M
ATVI
217
DELISTED
Activision Blizzard Inc.
ATVI
– –
0
– –
MNTN.WS
218
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
– –
0
– –
EBIX
219
DELISTED
Ebix Inc
EBIX
– –
0
– –
MBAC.WS
220
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
– –
0
– –
REGI
221
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-37,613
Closed -$2.28M
ENV
222
DELISTED
ENVESTNET, INC.
ENV
– –
0
– –
NEE.PRQ
223
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
0
– –
5 6 7 8
9