Dialectic Capital Management’s Oaktree Specialty Lending OCSL Stock Holding History

Dialectic Capital Management’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,167	Closed	-$278K	–	182
2015 Q2	$278K	Buy	+14,167	New	+$297K	0.08%	163
2014 Q1	–	Sell	-18,333	Closed	-$509K	–	192
2013 Q4	$509K	Sell	18,333 -65,000	-78%	-$1.92M	0.16%	132
2013 Q3	$2.57M	Buy	+83,333	New	+$2.65M	0.59%	55

Other funds holding OCSL

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $36.7B AUM 74.15% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Dialectic Capital Management's OCSL Position: Q3 2015 in Review

Dialectic Capital Management sold out of Oaktree Specialty Lending (OCSL) in Q3 2015, closing a stake of 14,167 shares — an estimated $278K sold.

Dialectic Capital Management first reported a position in OCSL in Q3 2013 and held it in 3 quarters. The position peaked at $2.57M in Q3 2013. 149 funds tracked by Wall St. Rank hold OCSL as of Q3 2015.

Dialectic Capital Management reported no remaining Oaktree Specialty Lending position as of Q3 2015 after selling out during the quarter.
Dialectic Capital Management sold 14,167 Oaktree Specialty Lending shares in Q3 2015, an estimated $278K.
Dialectic Capital Management first reported a position in Oaktree Specialty Lending in Q3 2013 and held it in 3 quarters.
Dialectic Capital Management's Oaktree Specialty Lending position peaked at $2.57M in Q3 2013.
149 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q3 2015.

Based on Dialectic Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.