DFPG Investments’s iShares Preferred and Income Securities ETF PFF Stock Holding History

DFPG Investments’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-6,464	Closed	-$224K	–	184
2020 Q2	$224K	Sell	6,464 -195	-3%	-$6.64K	0.14%	148
2020 Q1	$223K	Sell	6,659 -932	-12%	-$33.4K	0.17%	128
2019 Q4	$288K	Sell	7,591 -513	-6%	-$19.1K	0.19%	117
2019 Q3	$301K	Sell	8,104 -3,102	-28%	-$115K	0.25%	108
2019 Q2	$412K	Sell	11,206 -2,396	-18%	-$87.8K	0.39%	82
2019 Q1	$500K	Sell	13,602 -1,882	-12%	-$67.6K	0.54%	59
2018 Q4	$530K	Buy	+15,484	New	+$548K	0.7%	51

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Aozora Bank Tokyo, Japan $43.6M AUM 1.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

DFPG Investments's PFF Position: Q3 2020 in Review

DFPG Investments sold out of iShares Preferred and Income Securities ETF (PFF) in Q3 2020, closing a stake of 6,464 shares — an estimated $224K sold.

DFPG Investments first reported a position in PFF in Q4 2018 and held it in 7 quarters. The position peaked at $530K in Q4 2018. 815 funds tracked by Wall St. Rank hold PFF as of Q3 2020.

DFPG Investments reported no remaining iShares Preferred and Income Securities ETF position as of Q3 2020 after selling out during the quarter.
DFPG Investments sold 6,464 iShares Preferred and Income Securities ETF shares in Q3 2020, an estimated $224K.
DFPG Investments first reported a position in iShares Preferred and Income Securities ETF in Q4 2018 and held it in 7 quarters.
DFPG Investments's iShares Preferred and Income Securities ETF position peaked at $530K in Q4 2018.
815 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q3 2020.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.