Deerfield Management’s Shockwave Medical, Inc. Common Stock SWAV Stock Holding History

Deerfield Management’s Portfolio SWAV Stock Details SWAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-70,000	Closed	-$3.07M	–	101
2019 Q4	$3.07M	Buy	+70,000	New	+$2.59M	0.1%	69
2019 Q3	–	Sell	-312,146	Closed	-$17.8M	–	105
2019 Q2	$17.8M	Hold	312,146	–	–	0.64%	52
2019 Q1	$10.4M	Buy	+312,146	New	+$10.4M	0.4%	58

Other funds holding SWAV

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

GGHC

Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Deerfield Management's SWAV Position: Q1 2020 in Review

Deerfield Management sold out of Shockwave Medical, Inc. Common Stock (SWAV) in Q1 2020, closing a stake of 70,000 shares — an estimated $3.07M sold.

Deerfield Management first reported a position in SWAV in Q1 2019 and held it in 3 quarters. The position peaked at $17.8M in Q2 2019. 110 funds tracked by Wall St. Rank hold SWAV as of Q1 2020.

Deerfield Management reported no remaining Shockwave Medical, Inc. Common Stock position as of Q1 2020 after selling out during the quarter.
Deerfield Management sold 70,000 Shockwave Medical, Inc. Common Stock shares in Q1 2020, an estimated $3.07M.
Deerfield Management first reported a position in Shockwave Medical, Inc. Common Stock in Q1 2019 and held it in 3 quarters.
Deerfield Management's Shockwave Medical, Inc. Common Stock position peaked at $17.8M in Q2 2019.
110 funds tracked by Wall St. Rank held Shockwave Medical, Inc. Common Stock as of Q1 2020.

Based on Deerfield Management's 13F filing for Q1 2020, filed 15 May 2020.