David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
PUT
BioMarin Pharmaceuticals
BMRN
$12.7B
| $2.37M | ﹤0.01% |
+32,800
| New | +$2.18M |
|
2252
Northern Oil and Gas
NOG
$2.77B
| $2.37M | ﹤0.01% |
16,420
-36,775
| -69% | -$4.9M |
|
2253
PhenixFIN
PFX
$102M
| $2.37M | ﹤0.01% |
+8,591
| New | +$2.39M |
|
|
GCOM
2254
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
| $2.37M | ﹤0.01% |
168,869
-764
| -0.5% | -$10.8K |
|
|
HMIN
2255
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
| $2.35M | ﹤0.01% |
70,843
-112,443
| -61% | -$3.46M |
|
2256
Clorox
CLX
$12.6B
| $2.35M | ﹤0.01% |
28,719
+8,118
| +39% | +$685K |
|
|
BIRT
2257
DELISTED
Actuate Corp
BIRT
| $2.34M | ﹤0.01% |
318,432
+96,283
| +43% | +$701K |
|
|
CRR
2258
PUT
DELISTED
Carbo Ceramics Inc.
CRR
| $2.34M | ﹤0.01% |
23,600
-15,100
| -39% | -$1.28M |
|
2259
Raymond James Financial
RJF
$34B
| $2.34M | ﹤0.01% |
84,174
+29,778
| +55% | +$860K |
|
2260
Unisys
UIS
$190M
| $2.34M | ﹤0.01% |
92,789
+36,655
| +65% | +$920K |
|
2261
CALL
Caesarstone
CSTE
$113M
| $2.33M | ﹤0.01% |
+51,100
| New | +$1.93M |
|
2262
PUT
Extra Space Storage
EXR
$30.4B
| $2.33M | ﹤0.01% |
51,000
+29,000
| +132% | +$1.26M |
|
2263
PUT
Cognizant
CTSH
$28B
| $2.33M | ﹤0.01% |
56,800
+42,600
| +300% | +$1.58M |
|
|
MRSH
2264
PUT
Marsh
MRSH
$92.2B
| $2.33M | ﹤0.01% |
53,500
+38,500
| +257% | +$1.62M |
|
2265
PUT
Wolverine World Wide
WWW
$1.65B
| $2.33M | ﹤0.01% |
80,000
+40,000
| +100% | +$1.14M |
|
2266
PUT
Welltower
WELL
$174B
| $2.32M | ﹤0.01% |
37,200
-23,000
| -38% | -$1.46M |
|
2267
FMC
FMC
$1.39B
| $2.32M | ﹤0.01% |
37,293
-29,445
| -44% | -$1.69M |
|
|
SBNY
2268
PUT
DELISTED
Signature Bank
SBNY
| $2.31M | ﹤0.01% |
+25,300
| New | +$2.28M |
|
|
CUB
2269
PUT
DELISTED
Cubic Corporation
CUB
| $2.31M | ﹤0.01% |
+43,100
| New | +$2.22M |
|
|
GPOR
2270
DELISTED
Gulfport Energy Corp.
GPOR
| $2.31M | ﹤0.01% |
35,954
+27,439
| +322% | +$1.53M |
|
|
INXBU
2271
DELISTED
INFINITY CROSS BORDER ACQUISTION CORP UIT (VGB)
INXBU
| $2.31M | ﹤0.01% |
275,000
| – | – |
|
|
CRZO
2272
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $2.31M | ﹤0.01% |
+61,900
| New | +$2.06M |
|
2273
PUT
Principal Financial Group
PFG
$24B
| $2.31M | ﹤0.01% |
53,900
+43,900
| +439% | +$1.83M |
|
|
CVD
2274
CALL
DELISTED
COVANCE INC.
CVD
| $2.31M | ﹤0.01% |
26,700
| – | – |
|
2275
Canadian Pacific Kansas City
CP
$83.3B
| $2.3M | ﹤0.01% |
+93,365
| New | +$2.31M |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw's Q3 2013 filing shows 738 new, 1,785 increased, 1,270 reduced and 426 closed positions. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M. The largest sale was Apple, an estimated $751M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.