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David Shaw D.E. Shaw & Co
AUM
$210B
Turnover
26.1%
1-Year Est. Return
57.28%
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$56.7B
AUM Growth
+$2.44B
(+4.5%)
Cap. Flow
-$2.86B
Cap. Flow % of AUM
Cap. Flow %
-5.04%
Top 10 Holdings %
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429
Avg Time Held
Equity + Options
1.8
years
Top 10 Avg Time Held
Equity + Options
0.4
years
Top 20 Avg Time Held
Equity + Options
0.6
years
Avg Time Held Equity only
1.7
years
Top 10 Avg Time Held Equity only
0.3
years
Top 20 Avg Time Held Equity only
0.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 26.84% |
| 2 | Technology | 11.54% |
| 3 | Healthcare | 11.42% |
| 4 | Financials | 9.58% |
| 5 | Consumer Discretionary | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Amazon
AMZN
$2.8T
| $905M | 1.6% |
21,617,480
-2,123,640
| -9% | -$81.3M |
2013 Q2
13 quarters
|
|
|
2
Apple
AAPL
$4.98T
| $756M | 1.33% |
26,733,584
+17,119,376
| +178% | +$453M |
2013 Q2
13 quarters
|
|
3
CVS Health
CVS
$107B
| $617M | 1.09% |
6,930,665
+1,523,053
| +28% | +$144M |
2014 Q2
9 quarters
|
|
4
PUT
Booking.com
BKNG
$119B
| $568M | 1% |
9,647,500
-250,000
| -3% | -$13.9M |
2013 Q2
13 quarters
|
|
5
McDonald's
MCD
$196B
| $546M | 0.96% |
4,732,256
+524,100
| +12% | +$62.1M |
2013 Q2
13 quarters
|
|
6
James River Group Holdings
JRVR
$180M
| $509M | 0.9% |
14,047,238
| – | – |
2014 Q4
7 quarters
|
|
7
Biogen
BIIB
$36.7B
| $504M | 0.89% |
1,611,384
-4,266
| -0.3% | -$1.26M |
2013 Q2
13 quarters
|
|
8
Visa
V
$789B
| $503M | 0.89% |
6,079,896
+1,575,193
| +35% | +$126M |
2013 Q2
13 quarters
|
|
9
Walmart Inc
WMT
$996B
| $498M | 0.88% |
20,698,050
+736,632
| +4% | +$17.9M |
2013 Q2
13 quarters
|
|
10
Humana
HUM
$52.1B
| $433M | 0.76% |
2,445,074
+332,588
| +16% | +$57.7M |
2013 Q2
13 quarters
|
|
|
11
Walt Disney
DIS
$202B
| $413M | 0.73% |
4,452,363
+4,285,524
| +2,569% | +$410M |
2013 Q2
13 quarters
|
|
|
12
Bristol-Myers Squibb
BMY
$127B
| $393M | 0.69% |
7,284,500
+6,016,104
| +474% | +$386M |
2013 Q2
13 quarters
|
|
|
VMW
13
DELISTED
VMware, Inc
VMW
| $358M | 0.63% |
4,886,494
+218,763
| +5% | +$15.4M |
2013 Q2
13 quarters
|
|
|
14
CALL
Booking.com
BKNG
$119B
| $352M | 0.62% |
5,985,000
-695,000
| -10% | -$38.8M |
2013 Q2
13 quarters
|
|
|
YHOO
15
DELISTED
Yahoo Inc
YHOO
| $352M | 0.62% |
8,167,604
+1,105,754
| +16% | +$45.3M |
2013 Q2
13 quarters
|
|
16
Applied Materials
AMAT
$264B
| $336M | 0.59% |
11,133,723
-1,967,927
| -15% | -$54.9M |
2014 Q2
9 quarters
|
|
17
Berkshire Hathaway Class B
BRK.B
$1.22T
| $336M | 0.59% |
2,322,789
-289,314
| -11% | -$42.3M |
2013 Q2
13 quarters
|
|
18
RTX Corp
RTX
$256B
| $325M | 0.57% |
5,087,872
+2,487,690
| +96% | +$165M |
2013 Q2
13 quarters
|
|
|
LNKD
19
DELISTED
LinkedIn Corporation
LNKD
| $323M | 0.57% |
1,687,934
+768,637
| +84% | +$147M |
2013 Q2
13 quarters
|
|
20
Alphabet (Google) Class C
GOOG
$3.49T
| $321M | 0.57% |
8,263,840
+4,317,760
| +109% | +$164M |
2013 Q2
13 quarters
|
|
21
Wells Fargo
WFC
$252B
| $293M | 0.52% |
6,621,007
+1,428,996
| +28% | +$68.4M |
2013 Q2
13 quarters
|
|
22
Alphabet (Google) Class A
GOOGL
$3.5T
| $291M | 0.51% |
7,229,640
+4,294,180
| +146% | +$168M |
2015 Q4
3 quarters
|
|
23
VeriSign
VRSN
$27.7B
| $284M | 0.5% |
3,627,611
+248,488
| +7% | +$19.9M |
2013 Q2
13 quarters
|
|
|
ESRX
24
DELISTED
Express Scripts Holding Company
ESRX
| $279M | 0.49% |
3,952,974
+1,909,987
| +93% | +$143M |
2014 Q4
7 quarters
|
|
25
Home Depot
HD
$343B
| $257M | 0.45% |
1,998,114
-501,180
| -20% | -$66.8M |
2016 Q1
2 quarters
|
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw withdrew a net $2.86B in Q3 2016, closing 429 positions and reducing 1,375 holdings. Its most notable exit was EMC CORPORATION, an estimated $278M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, up from 23% a quarter earlier, followed by Technology and Healthcare.
Against the trend, David Shaw opened a new position in Dell worth $185M.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.