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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNC icon
4851
CALL
Cerence
CRNC
$342M
– –
-10,000
Closed -$1.07M
CRNC icon
4852
PUT
Cerence
CRNC
$342M
– –
-20,200
Closed -$2.16M
CRTO icon
4853
PUT
Criteo S.A.
CRTO
$837M
– –
-9,100
Closed -$412K
CSGP icon
4854
CoStar Group
CSGP
$13.3B
– –
-93,182
Closed -$8.05M
CSWC icon
4855
Capital Southwest
CSWC
$1.61B
– –
-28,789
Closed -$669K
CSX icon
4856
CALL
CSX Corp
CSX
$95.3B
– –
-24,900
Closed -$799K
CTRA
4857
CALL
DELISTED
Coterra Energy
CTRA
– –
-105,900
Closed -$1.85M
CTXR icon
4858
Citius Pharmaceuticals
CTXR
$15.8M
– –
-2,166
Closed -$188K
CUZ icon
4859
Cousins Properties
CUZ
$4.94B
– –
-6,551
Closed -$241K
CWEN icon
4860
Clearway Energy Class C
CWEN
$6.63B
– –
-34,259
Closed -$907K
CWK icon
4861
Cushman & Wakefield Ltd
CWK
$3.44B
– –
-131,494
Closed -$2.3M
CWT icon
4862
California Water Service
CWT
$3.14B
– –
-4,093
Closed -$227K
CYRX icon
4863
CryoPort
CYRX
$828M
– –
-6,698
Closed -$413K
D icon
4864
PUT
Dominion Energy
D
$58.6B
– –
-4,600
Closed -$338K
DEO icon
4865
CALL
Diageo
DEO
$53.4B
– –
-15,900
Closed -$3.05M
DEO icon
4866
PUT
Diageo
DEO
$53.4B
– –
-7,400
Closed -$1.42M
DHT icon
4867
DHT Holdings
DHT
$3.18B
– –
-37,904
Closed -$246K
DOYU
4868
DouYu International Holdings
DOYU
$128M
– –
-1,857
Closed -$127K
DQ
4869
CALL
Daqo New Energy
DQ
$976M
– –
-10,000
Closed -$650K
DRI icon
4870
PUT
Darden Restaurants
DRI
$25.6B
– –
-8,300
Closed -$1.21M
DSGX icon
4871
Descartes Systems
DSGX
$6.72B
– –
-43,000
Closed -$2.97M
EBS icon
4872
CALL
Emergent Biosolutions
EBS
$266M
– –
-4,100
Closed -$258K
ECVT icon
4873
Ecovyst
ECVT
$1.1B
– –
-114,447
Closed -$1.76M
EIX icon
4874
Edison International
EIX
$28.5B
– –
-451,339
Closed -$25.9M
EMB icon
4875
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-107,226
Closed -$12.1M
193 194
195
196 197

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.