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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$3.59B
Cap. Flow %
4.9%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
4551
KB Financial Group
KB
$41.6B
– –
-9,290
Closed -$325K
KBR icon
4552
PUT
KBR
KBR
$4.77B
– –
-40,000
Closed -$1.31M
KMT icon
4553
Kennametal
KMT
$2.22B
– –
-18,148
Closed -$859K
KOF icon
4554
CALL
Coca-Cola Femsa
KOF
$23.9B
– –
-53,700
Closed -$6.76M
LEG icon
4555
CALL
Leggett & Platt
LEG
$1.27B
– –
-20,000
Closed -$603K
LFCR icon
4556
PUT
Lifecore Biomedical
LFCR
$169M
– –
-12,000
Closed -$146K
LNN icon
4557
Lindsay Corp
LNN
$1.18B
– –
-32,506
Closed -$2.53M
LPLA icon
4558
CALL
LPL Financial
LPLA
$28.9B
– –
-8,000
Closed -$306K
LTC
4559
CALL
LTC Properties
LTC
$2.17B
– –
-70,600
Closed -$2.68M
LTC
4560
LTC Properties
LTC
$2.17B
– –
-24,472
Closed -$929K
LTC
4561
PUT
LTC Properties
LTC
$2.17B
– –
-40,000
Closed -$1.52M
MAA icon
4562
CALL
Mid-America Apartment Communities
MAA
$15.4B
– –
-5,100
Closed -$319K
MAA icon
4563
PUT
Mid-America Apartment Communities
MAA
$15.4B
– –
-17,500
Closed -$1.09M
MAIN icon
4564
Main Street Capital
MAIN
$5.49B
– –
-36,848
Closed -$1.1M
MBI icon
4565
PUT
MBIA
MBI
$248M
– –
-240,000
Closed -$2.46M
MCRI icon
4566
PUT
Monarch Casino & Resort
MCRI
$2.25B
– –
-31,700
Closed -$602K
MCY icon
4567
Mercury Insurance
MCY
$5.91B
– –
-5,948
Closed -$287K
MGA icon
4568
CALL
Magna International
MGA
$18.5B
– –
-68,000
Closed -$2.81M
MGIC
4569
DELISTED
Magic Software Enterprises
MGIC
– –
-11,704
Closed -$81K
MKC icon
4570
CALL
McCormick & Company Non-Voting
MKC
$15.1B
– –
-40,000
Closed -$1.29M
MLCO icon
4571
Melco Resorts & Entertainment
MLCO
$2.08B
– –
-34,600
Closed -$1.22M
MMM icon
4572
3M
MMM
$92.4B
– –
-2,807
Closed -$299K
MNRO icon
4573
Monro
MNRO
$401M
– –
-25,359
Closed -$1.18M
MNRO icon
4574
PUT
Monro
MNRO
$401M
– –
-5,000
Closed -$232K
MORN icon
4575
CALL
Morningstar
MORN
$8.19B
– –
-22,500
Closed -$1.78M
181 182
183
184 185

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.