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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HME
4451
DELISTED
HOME PROPERTIES, INC
HME
– –
-15,575
Closed -$907K
ZU
4452
PUT
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-5,600
Closed -$212K
PLL
4453
DELISTED
PALL CORP
PLL
– –
-213,146
Closed -$17.8M
MCGC
4454
DELISTED
MCG CAP CORP
MCGC
– –
-23,369
Closed -$82K
INFA
4455
PUT
DELISTED
INFORMATICA CORP
INFA
– –
-20,000
Closed -$685K
SUSQ
4456
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-211,573
Closed -$2.12M
ACFN
4457
DELISTED
Acorn Energy Inc
ACFN
– –
-54,705
Closed -$85K
BALT
4458
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-62,520
Closed -$259K
ANR
4459
PUT
DELISTED
Alpha Natural Resources Inc
ANR
– –
-100,000
Closed -$248K
RALY
4460
PUT
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-20,000
Closed -$240K
ADVS
4461
PUT
DELISTED
Advent Software Inc
ADVS
– –
-20,000
Closed -$631K
GEVA
4462
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
– –
-23,289
Closed -$1.6M
HLSS
4463
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
– –
-78,190
Closed -$1.66M
CODE
4464
CALL
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
– –
-30,700
Closed -$700K
CVD
4465
CALL
DELISTED
COVANCE INC.
CVD
– –
-15,700
Closed -$1.24M
COCO
4466
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-10,500
Closed -$1K
ORB
4467
DELISTED
ORBITAL SCIENCES CORP
ORB
– –
-99,465
Closed -$2.77M
CACH
4468
DELISTED
CACHE INC (DE)
CACH
– –
-22,400
Closed -$19K
HCT
4469
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
– –
-10,387
Closed -$109K
SWS
4470
DELISTED
SWS GROUP INC
SWS
– –
-36,438
Closed -$251K
RFMD
4471
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-310,964
Closed -$4.15M
TQNT
4472
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-114,807
Closed -$2.19M
MWRX
4473
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
– –
-200,000
Closed -$1.65M
OABC
4474
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
– –
-19,752
Closed -$513K
FST
4475
DELISTED
FOREST OIL CORPORATION
FST
– –
-205,645
Closed -$241K
177 178
179
180 181

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.