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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$942M
Cap. Flow %
-0.78%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Technology 13.97%
2 Consumer Discretionary 9.19%
3 Financials 7.48%
4 Healthcare 7.05%
5 Communication Services 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
4201
PUT
First Majestic Silver
AG
$10.5B
$544K ﹤0.01%
49,000
-52,300
-52% -$631K
SFNC icon
4202
Simmons First National
SFNC
$3.28B
$544K ﹤0.01%
18,377
-40,891
-69% -$1.24M
FOXW
4203
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
$543K ﹤0.01%
54,650
+39,686
+265% +$394K
NMMC
4204
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$543K ﹤0.01%
55,101
– –
MTB icon
4205
M&T Bank
MTB
$34.7B
$542K ﹤0.01%
3,529
-57,237
-94% -$8.79M
VITL icon
4206
CALL
Vital Farms
VITL
$477M
$542K ﹤0.01%
30,000
– –
DINO icon
4207
PUT
HF Sinclair
DINO
$16.6B
$541K ﹤0.01%
16,500
-3,500
-18% -$118K
WWW icon
4208
Wolverine World Wide
WWW
$1.68B
$540K ﹤0.01%
18,744
-28,000
-60% -$894K
ALX
4209
Alexander's
ALX
$1.38B
$539K ﹤0.01%
2,070
-324
-14% -$86.9K
ARGO
4210
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$538K ﹤0.01%
9,264
+4,056
+78% +$229K
FRBK
4211
DELISTED
Republic First Bancorp Inc
FRBK
$536K ﹤0.01%
144,032
-12,369
-8% -$41.5K
NBR icon
4212
CALL
Nabors Industries
NBR
$1.3B
$535K ﹤0.01%
6,600
– –
ARCB icon
4213
ArcBest
ARCB
$3.03B
$532K ﹤0.01%
4,436
-99,176
-96% -$10.1M
ACIC icon
4214
American Coastal Insurance
ACIC
$444M
$531K ﹤0.01%
122,271
-53,161
-30% -$228K
BLNK icon
4215
CALL
Blink Charging
BLNK
$85.9M
$530K ﹤0.01%
+20,000
New +$644K
COP icon
4216
ConocoPhillips
COP
$158B
$528K ﹤0.01%
+7,310
New +$533K
ITRN icon
4217
Ituran Location and Control
ITRN
$1.01B
$528K ﹤0.01%
19,780
-10,661
-35% -$280K
IVR icon
4218
CALL
Invesco Mortgage Capital
IVR
$801M
$528K ﹤0.01%
19,000
– –
AG icon
4219
First Majestic Silver
AG
$10.5B
$527K ﹤0.01%
47,432
+37,297
+368% +$450K
FCBC icon
4220
First Community Bankshares
FCBC
$933M
$527K ﹤0.01%
15,780
-187
-1% -$6.23K
SVSVW
4221
DELISTED
Spring Valley Acquisition Corp. Warrant
SVSVW
$527K ﹤0.01%
425,000
– –
ZYME icon
4222
Zymeworks
ZYME
$1.96B
$526K ﹤0.01%
32,083
+23,836
+289% +$497K
ZEV.WS
4223
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$526K ﹤0.01%
434,782
– –
PARA
4224
Banzai International
PARA
$4.37M
$525K ﹤0.01%
+5
New +$489K
GNLN icon
4225
Greenlane Holdings
GNLN
$1.88M
– –
0
– –
167 168
169
170 171

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw's Q4 2021 filing shows 1,032 new, 1,969 increased, 1,595 reduced and 616 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B. The largest sale was Microsoft, an estimated $575M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.