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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
3426
Capital Southwest
CSWC
$1.59B
– –
-27,370
Closed -$402K
CTAS icon
3427
Cintas
CTAS
$81.6B
– –
-149,116
Closed -$4.19M
CSX icon
3428
CSX Corp
CSX
$95.6B
– –
-1,143,414
Closed -$12.8M
CUZ icon
3429
Cousins Properties
CUZ
$4.89B
– –
-15,088
Closed -$445K
CVI icon
3430
CVR Energy
CVI
$3.97B
– –
-78,713
Closed -$1.08M
CVI icon
3431
PUT
CVR Energy
CVI
$3.97B
– –
-140,000
Closed -$1.93M
CWEN icon
3432
Clearway Energy Class C
CWEN
$6.68B
– –
-23,488
Closed -$398K
CYH icon
3433
Community Health Systems
CYH
$424M
– –
-143,559
Closed -$997K
CYBR
3434
DELISTED
CyberArk
CYBR
– –
-36,671
Closed -$1.82M
DB icon
3435
Deutsche Bank
DB
$71.1B
– –
-71,950
Closed -$1.01M
DDD icon
3436
3D Systems Corp
DDD
$530M
– –
-338,739
Closed -$4.97M
DFS
3437
DELISTED
Discover Financial Services
DFS
– –
-51,886
Closed -$3.3M
DG icon
3438
Dollar General
DG
$27.2B
– –
-152,026
Closed -$11.1M
DIN icon
3439
Dine Brands
DIN
$454M
– –
-5,988
Closed -$474K
DXPE icon
3440
PUT
DXP Enterprises
DXPE
$2.95B
– –
-45,000
Closed -$1.27M
DY icon
3441
CALL
Dycom Industries
DY
$11.8B
– –
-10,000
Closed -$818K
EG icon
3442
Everest Group
EG
$14.2B
– –
-7,076
Closed -$1.34M
EGBN icon
3443
Eagle Bancorp
EGBN
$861M
– –
-9,371
Closed -$462K
EGO icon
3444
Eldorado Gold
EGO
$11.9B
– –
-4,049
Closed -$80K
EGY icon
3445
Vaalco Energy
EGY
$625M
– –
-152,720
Closed -$142K
EHC icon
3446
Encompass Health
EHC
$11.9B
– –
-12,283
Closed -$396K
ELME
3447
Elme Communities
ELME
$148M
– –
-28,792
Closed -$896K
ENOV icon
3448
CALL
Enovis
ENOV
$1.5B
– –
-37,300
Closed -$2.02M
EQIX icon
3449
PUT
Equinix
EQIX
$105B
– –
-10,000
Closed -$3.6M
EQNR icon
3450
Equinor
EQNR
$102B
– –
-215,646
Closed -$3.62M
136 137
138
139 140

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.