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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+23.69%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$112B
AUM Growth
+$14.1B
Cap. Flow
-$10.3B
Cap. Flow %
-9.21%
Top 10 Hldgs %
11.45%
Holding
4,343
New
563
Increased
1,352
Reduced
1,508
Closed
477

Top Buys

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$362M
2
LMT icon
Lockheed Martin
LMT
+$361M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$354M
4
FIS icon
Fidelity National Information Services
FIS
+$354M
5
BSX icon
Boston Scientific
BSX
+$337M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$559M
2
AMD icon
Advanced Micro Devices
AMD
+$558M
3
BA icon
Boeing
BA
+$530M
4
LOW icon
Lowe's Companies
LOW
+$525M
5
BABA icon
Alibaba
BABA
+$420M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 10.41%
3 Healthcare 9.22%
4 Communication Services 7.29%
5 Financials 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
3051
CALL
Under Armour Class C
UA
$2.25B
$804K ﹤0.01%
54,000
-1,000
-2% -$13.4K
KE
3052
Kimball Electronics
KE
$547M
$802K ﹤0.01%
50,180
-4,748
-9% -$67.3K
BCS icon
3053
PUT
Barclays
BCS
$90.6B
$799K ﹤0.01%
100,000
– –
WHG icon
3054
Westwood Holdings Group
WHG
$183M
$799K ﹤0.01%
55,153
+4,354
+9% +$52.5K
GAIA icon
3055
Gaia
GAIA
$37.4M
$798K ﹤0.01%
80,714
-6,675
-8% -$69.9K
AGO icon
3056
Assured Guaranty
AGO
$3.26B
$795K ﹤0.01%
25,244
-1,153,708
-98% -$33.9M
ITCI
3057
CALL
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$795K ﹤0.01%
25,000
-25,000
-50% -$657K
GBT
3058
DELISTED
Global Blood Therapeutics, Inc.
GBT
$795K ﹤0.01%
18,355
-74,667
-80% -$3.68M
NVGS icon
3059
Navigator Holdings
NVGS
$1.37B
$792K ﹤0.01%
72,321
+4,307
+6% +$36.5K
STAA icon
3060
CALL
STAAR Surgical
STAA
$1.17B
$792K ﹤0.01%
+10,000
New +$732K
OSUR icon
3061
OraSure Technologies
OSUR
$263M
$789K ﹤0.01%
74,496
-310,919
-81% -$4.08M
STPK.WS
3062
DELISTED
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
$789K ﹤0.01%
+133,333
New +$302K
ITGR icon
3063
Integer Holdings
ITGR
$4.25B
$788K ﹤0.01%
9,705
-28,146
-74% -$1.98M
UMPQ
3064
DELISTED
Umpqua Holdings Corp
UMPQ
$782K ﹤0.01%
51,633
-14,613
-22% -$200K
DINO icon
3065
PUT
HF Sinclair
DINO
$16.9B
$776K ﹤0.01%
+30,000
New +$679K
FUL icon
3066
H.B. Fuller
FUL
$3.12B
$776K ﹤0.01%
+14,958
New +$758K
SLGN icon
3067
Silgan Holdings
SLGN
$4.49B
$776K ﹤0.01%
20,927
-83,183
-80% -$3M
LNG icon
3068
Cheniere Energy
LNG
$58B
$774K ﹤0.01%
+12,890
New +$691K
RAVN
3069
DELISTED
Raven Industries Inc
RAVN
$774K ﹤0.01%
23,378
-128,843
-85% -$3.39M
HOME
3070
PUT
DELISTED
At Home Group Inc.
HOME
$773K ﹤0.01%
50,000
– –
ANIP icon
3071
ANI Pharmaceuticals
ANIP
$1.7B
$768K ﹤0.01%
+26,460
New +$758K
ARWR icon
3072
PUT
Arrowhead Research
ARWR
$12.3B
$767K ﹤0.01%
10,000
– –
GEOS icon
3073
Geospace Technologies
GEOS
$69.5M
$767K ﹤0.01%
+89,552
New +$613K
BFT.WS
3074
DELISTED
Foley Trasimene Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
BFT.WS
$765K ﹤0.01%
+166,666
New +$353K
AMAL icon
3075
Amalgamated Financial
AMAL
$1.46B
$762K ﹤0.01%
55,469
+7,314
+15% +$93K
121 122
123
124 125

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David Shaw's Q4 2020 Portfolio in Review

As of Q4 2020, David Shaw held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Snowflake worth $147M.

  • David Shaw's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
  • David Shaw added most to Snap in Q4 2020, an estimated $362M increase.
  • David Shaw's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
  • David Shaw fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
  • David Shaw's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
  • David Shaw opened 563 new positions and closed 477 in Q4 2020.
  • David Shaw's portfolio value rose 14% quarter-over-quarter to $112B.

Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.