David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2851
Agilysys
AGYS
$3.21B
| $419K | ﹤0.01% |
37,703
-844
| -2% | -$9.18K |
|
2852
PUT
Nucor
NUE
$55.5B
| $415K | ﹤0.01% |
8,400
| – | – |
|
2853
CALL
Smith & Wesson
SWBI
$612M
| $415K | ﹤0.01% |
+20,296
| New | +$444K |
|
2854
Horace Mann Educators
HMN
$2.07B
| $414K | ﹤0.01% |
11,302
-43,210
| -79% | -$1.53M |
|
2855
ORIX
IX
$42.5B
| $414K | ﹤0.01% |
27,935
-43,115
| -61% | -$609K |
|
2856
Inovio Pharmaceuticals
INO
$129M
| $413K | ﹤0.01% |
3,689
-221
| -6% | -$24.4K |
|
|
FCH
2857
DELISTED
Felcor Lodging Trust
FCH
| $412K | ﹤0.01% |
64,171
-65,809
| -51% | -$429K |
|
|
ARIA
2858
CALL
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $411K | ﹤0.01% |
+30,000
| New | +$301K |
|
2859
Zumiez
ZUMZ
$312M
| $410K | ﹤0.01% |
+22,753
| New | +$377K |
|
2860
Trustmark
TRMK
$2.7B
| $409K | ﹤0.01% |
14,844
-62,260
| -81% | -$1.67M |
|
|
CNCE
2861
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
| $409K | ﹤0.01% |
40,503
+15,692
| +63% | +$171K |
|
|
GMS
2862
DELISTED
GMS Inc
GMS
| $408K | ﹤0.01% |
+18,339
| New | +$434K |
|
|
DTEA
2863
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
| $408K | ﹤0.01% |
+33,096
| New | +$442K |
|
|
MRIN
2864
DELISTED
Marin Software
MRIN
| $407K | ﹤0.01% |
3,844
+890
| +30% | +$93K |
|
|
TLN
2865
DELISTED
Talen Energy Corporation
TLN
| $407K | ﹤0.01% |
+29,379
| New | +$404K |
|
2866
Cathay General Bancorp
CATY
$4.16B
| $405K | ﹤0.01% |
13,162
-105,032
| -89% | -$3.19M |
|
2867
PUT
Herc Holdings
HRI
$5.28B
| $404K | ﹤0.01% |
12,000
-1,333
| -10% | -$44.7K |
|
2868
UDR
UDR
$12.3B
| $404K | ﹤0.01% |
+11,231
| New | +$409K |
|
|
FUEL
2869
DELISTED
Rocket Fuel Inc.
FUEL
| $404K | ﹤0.01% |
153,170
-14,639
| -9% | -$38.9K |
|
2870
Capital Southwest
CSWC
$1.61B
| $402K | ﹤0.01% |
27,370
-827
| -3% | -$12K |
|
|
HTB
2871
HomeTrust Bancshares
HTB
$776M
| $402K | ﹤0.01% |
21,745
+2,285
| +12% | +$43.1K |
|
2872
Rio Tinto
RIO
$170B
| $401K | ﹤0.01% |
12,004
-62,896
| -84% | -$2M |
|
2873
PUT
BlackBerry
BB
$4.48B
| $399K | ﹤0.01% |
50,000
| – | – |
|
2874
NovaGold Resources
NG
$4.1B
| $399K | ﹤0.01% |
71,308
+61,132
| +601% | +$380K |
|
|
MXIM
2875
CALL
DELISTED
Maxim Integrated Products
MXIM
| $399K | ﹤0.01% |
10,000
| – | – |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.