David Shaw’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

David Shaw’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-75,000	Closed	-$46K	–	4004
2019 Q1	$46K	Hold	75,000	–	–	﹤0.01%	3523
2018 Q4	$57K	Hold	75,000	–	–	﹤0.01%	3678
2018 Q3	$84K	Hold	75,000	–	–	﹤0.01%	3627
2018 Q2	$173K	Sell	75,000 -5,000	-6%	-$12.2K	﹤0.01%	3577
2018 Q1	$334K	Buy	+80,000	New	+$468K	﹤0.01%	3101
2015 Q2	–	Sell	-25,000	Closed	-$391K	–	3957
2015 Q1	$391K	Hold	25,000	–	–	﹤0.01%	3185
2014 Q4	$329K	Buy	+25,000	New	+$504K	﹤0.01%	3603
2014 Q3	–	Sell	-7,700	Closed	-$229K	–	4532
2014 Q2	$229K	Buy	+7,700	New	+$219K	﹤0.01%	3937
2014 Q1	–	Sell	-15,000	Closed	-$325K	–	4790
2013 Q4	$325K	Hold	15,000	–	–	﹤0.01%	4011
2013 Q3	$309K	Hold	15,000	–	–	﹤0.01%	3885
2013 Q2	$297K	Buy	+15,000	New	+$321K	﹤0.01%	3578

Other funds holding UPL

DGI

Disciplined Growth Investors Minneapolis, Minnesota $5.91B AUM 53.97% 1-Year Est. Return

Ohio Public Employees Retirement System (OPERS) Columbus, Ohio $34B AUM 40.73% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $7.21B AUM 45.97% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $177B AUM 39.86% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $26.6B AUM 22.97% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.59B AUM 26.56% 1-Year Est. Return

Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return

Woodstock Corp Boston, Massachusetts $1.2B AUM 26.37% 1-Year Est. Return

CFB

Cullen/Frost Bankers San Antonio, Texas $10.1B AUM 29.18% 1-Year Est. Return

David Shaw's UPL Position: Q3 2019 in Review

David Shaw sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q3 2019, closing a stake of 12,030 shares — an estimated $2K sold.

David Shaw first reported a position in UPL in Q2 2013 and held it in 19 quarters. The position peaked at $12.6M in Q2 2014. 17 funds tracked by Wall St. Rank hold UPL as of Q3 2019.

David Shaw reported no remaining Ultra Petroleum Corp. Common Stock position as of Q3 2019 after selling out during the quarter.
David Shaw sold 12,030 Ultra Petroleum Corp. Common Stock shares in Q3 2019, an estimated $2K.
David Shaw first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 19 quarters.
David Shaw's Ultra Petroleum Corp. Common Stock position peaked at $12.6M in Q2 2014.
17 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q3 2019.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.