David Shaw’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

David Shaw’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-12,900	Closed	-$10K	–	4087
2018 Q4	$10K	Hold	12,900	–	–	﹤0.01%	3715
2018 Q3	$14K	Hold	12,900	–	–	﹤0.01%	3681
2018 Q2	$30K	Hold	12,900	–	–	﹤0.01%	3661
2018 Q1	$54K	Buy	+12,900	New	+$75.4K	﹤0.01%	3421
2015 Q2	–	Sell	-25,000	Closed	-$391K	–	3956
2015 Q1	$391K	Sell	25,000 -25,000	-50%	-$363K	﹤0.01%	3184
2014 Q4	$658K	Buy	+50,000	New	+$1.01M	﹤0.01%	3130
2013 Q4	–	Sell	-15,000	Closed	-$309K	–	4808
2013 Q3	$309K	Hold	15,000	–	–	﹤0.01%	3884
2013 Q2	$297K	Buy	+15,000	New	+$321K	﹤0.01%	3577

Other funds holding UPL

DGI

Disciplined Growth Investors Minneapolis, Minnesota $5.91B AUM 53.97% 1-Year Est. Return

Ohio Public Employees Retirement System (OPERS) Columbus, Ohio $34B AUM 40.73% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $7.21B AUM 45.97% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $177B AUM 39.86% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $26.6B AUM 22.97% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.59B AUM 26.56% 1-Year Est. Return

Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return

Woodstock Corp Boston, Massachusetts $1.2B AUM 26.37% 1-Year Est. Return

CFB

Cullen/Frost Bankers San Antonio, Texas $10.1B AUM 29.18% 1-Year Est. Return

David Shaw's UPL Position: Q3 2019 in Review

David Shaw sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q3 2019, closing a stake of 12,030 shares — an estimated $2K sold.

David Shaw first reported a position in UPL in Q2 2013 and held it in 19 quarters. The position peaked at $12.6M in Q2 2014. 17 funds tracked by Wall St. Rank hold UPL as of Q3 2019.

David Shaw reported no remaining Ultra Petroleum Corp. Common Stock position as of Q3 2019 after selling out during the quarter.
David Shaw sold 12,030 Ultra Petroleum Corp. Common Stock shares in Q3 2019, an estimated $2K.
David Shaw first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 19 quarters.
David Shaw's Ultra Petroleum Corp. Common Stock position peaked at $12.6M in Q2 2014.
17 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q3 2019.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.