David Shaw’s First Trust SMID Cap Rising Dividend Achievers ETF SDVY Stock Holding History

David Shaw’s Portfolio SDVY Stock Details SDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-25,404	Closed	-$1M	–	5172
2026 Q1	$1M	Sell	25,404 -83,829	-77%	-$3.4M	﹤0.01%	3447
2025 Q4	$4.19M	Buy	+109,233	New	+$4.15M	﹤0.01%	2457
2024 Q4	–	Sell	-12,711	Closed	-$462K	–	4820
2024 Q3	$462K	Buy	+12,711	New	+$444K	﹤0.01%	3743
2024 Q2	–	Sell	-100,296	Closed	-$3.49M	–	4811
2024 Q1	$3.49M	Buy	100,296 +88,652	+761%	+$2.89M	﹤0.01%	2185
2023 Q4	$382K	Buy	+11,644	New	+$340K	﹤0.01%	3642

Other funds holding SDVY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

David Shaw's SDVY Position: Q2 2026 in Review

David Shaw sold out of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) in Q2 2026, closing a stake of 25,404 shares — an estimated $1M sold.

David Shaw first reported a position in SDVY in Q4 2023 and held it in 5 quarters. The position peaked at $4.19M in Q4 2025. 576 funds tracked by Wall St. Rank hold SDVY as of Q2 2026.

David Shaw reported no remaining First Trust SMID Cap Rising Dividend Achievers ETF position as of Q2 2026 after selling out during the quarter.
David Shaw sold 25,404 First Trust SMID Cap Rising Dividend Achievers ETF shares in Q2 2026, an estimated $1M.
David Shaw first reported a position in First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2023 and held it in 5 quarters.
David Shaw's First Trust SMID Cap Rising Dividend Achievers ETF position peaked at $4.19M in Q4 2025.
576 funds tracked by Wall St. Rank held First Trust SMID Cap Rising Dividend Achievers ETF as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.