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David Shaw’s Hercules Capital HTGC Stock Holding History

David Shaw’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-10,000
Closed -$201K – 4457
2024
Q4 		$201K Hold
10,000
– – ﹤0.01% 4084
2024
Q3 		$196K Hold
10,000
– – ﹤0.01% 4165
2024
Q2 		$205K Sell
10,000
-5,000
-33% -$96.2K ﹤0.01% 4063
2024
Q1 		$277K Buy
+15,000
New +$266K ﹤0.01% 3769

Other funds holding HTGC

VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

David Shaw's HTGC Position: Q2 2026 in Review

David Shaw reduced its Hercules Capital (HTGC) stake by 11% in Q2 2026, selling an estimated $2.73M and leaving 1,373,460 shares worth $21.7M. The position accounts for 0.01% of the portfolio, ranked #1242.

David Shaw first reported a position in HTGC in Q4 2014 and has held it in 35 quarters since. The position peaked at $22.9M in Q1 2026. 331 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

  • David Shaw held 1,373,460 shares of Hercules Capital worth $21.7M as of Q2 2026.
  • David Shaw sold 175,500 Hercules Capital shares in Q2 2026, an estimated $2.73M.
  • Hercules Capital made up 0.01% of David Shaw's portfolio in Q2 2026, its #1242 holding.
  • David Shaw first reported a position in Hercules Capital in Q4 2014 and has held it in 35 quarters since.
  • David Shaw's Hercules Capital position peaked at $22.9M in Q1 2026.
  • 331 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.