David Shaw
DFAS icon

David Shaw’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

David Shaw’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-13,908
Closed -$989K – 4941
2026
Q1 		$989K Buy
+13,908
New +$1.02M ﹤0.01% 3456
2024
Q4 		– Sell
-9,810
Closed -$636K – 4486
2024
Q3 		$636K Sell
9,810
-28,657
-74% -$1.79M ﹤0.01% 3567
2024
Q2 		$2.31M Buy
38,467
+29,874
+348% +$1.8M ﹤0.01% 2531
2024
Q1 		$536K Buy
+8,593
New +$508K ﹤0.01% 3449

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Index Fund Advisors
Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return
Pure Financial Advisors
Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return
TCI Wealth Advisors
TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return
Root Financial Partners
Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return
Vise Technologies
Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

David Shaw's DFAS Position: Q2 2026 in Review

David Shaw sold out of U.S. Small Cap Portfolio ETF Class Shares (DFAS) in Q2 2026, closing a stake of 13,908 shares — an estimated $989K sold.

David Shaw first reported a position in DFAS in Q1 2024 and held it in 4 quarters. The position peaked at $2.31M in Q2 2024. 919 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

  • David Shaw reported no remaining U.S. Small Cap Portfolio ETF Class Shares position as of Q2 2026 after selling out during the quarter.
  • David Shaw sold 13,908 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $989K.
  • David Shaw first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q1 2024 and held it in 4 quarters.
  • David Shaw's U.S. Small Cap Portfolio ETF Class Shares position peaked at $2.31M in Q2 2024.
  • 919 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.